Form D · Hedge Fund

SHELTERED GROWTH FUND LLC

New York, NY · CIK 0001176300

Offering snapshot reported Oct 25, 2011 · SEC filing

Reported sold
$43M
Indefinite offering
Investors reported
30
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Jun 1, 2002
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$21.5M$43MApr 2, 2009: $42,997,912.00Apr 2, 2009Oct 25, 2011: $42,997,912.00Oct 25, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 25, 2011Amendment$42,997,912$0vs Apr 2, 200930SEC filing
Apr 2, 2009Initial$42,997,912No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-45120

Source: Form D, filed Oct 25, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SHELTERED GROWTH FUND LLC

Investment adviser: COHEN KLINGENSTEIN, LLC

Gross asset value
$48.1M
Beneficial owners
13
ADV minimum commitment
$5M

Reported in Form ADV on Mar 27, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian OPPENHEIMER & CO. INC. STAMFORD, Connecticut, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

OPPENHEIMER & CO. INC.
SEC 8-4077

Filing source

Form ADV 599353 · Mar 27, 2012 · Schedule D 7.B.(1), fund 805-4509558788

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
George Cohen Director
Thomas Klingenstein Director
Cohen Klingenstein, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
355 West 52 Nd Street
New York, NY, 10019