COHEN KLINGENSTEIN, LLC – investment adviser, $3.39B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	6	$2,272,315,241	67.0%
Charities	10	$962,331,764	28.4%
High-net-worth individuals	76	$134,287,646	4.0%
Retirement plans	Fewer than 5	$13,069,744	0.4%
Other clients	6	$5,794,277	0.2%
Individuals	14	$3,737,644	0.1%

Filing source

Form ADV 2070122 · Mar 23, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CK DIVERSIFIED FUND LLCHedge Fund · Last reported Mar 23, 2026$1.98BGross asset value

Form D fundraising filings

CK Diversified Fund LLC

Auditor ASSURANCE DIMENSIONS MARGATE, Florida, United States

Custodian OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ASSURANCE DIMENSIONS
PCAOB 5036

OPPENHEIMER & CO. INC.
SEC 8-4077

Fund details & source

Fund ID: 805-9521615648
Reported beneficial owners: 62
Minimum commitment: $5M
Form D file number: 021-184417

Form ADV 2070122 · Mar 23, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SHELTERED GROWTH FUND LLCHedge Fund · Last reported Mar 27, 2012$48.1MGross asset value

Form D fundraising filings

SHELTERED GROWTH FUND LLC

Custodian OPPENHEIMER & CO. INC. STAMFORD, Connecticut, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

OPPENHEIMER & CO. INC.
SEC 8-4077

Fund details & source

Fund ID: 805-4509558788
Reported beneficial owners: 13
Minimum commitment: $5M
Form D file number: 021-45120

Form ADV 599353 · Mar 27, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 23, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets

Principal office

1441 BROADWAY, SUITE 2301
NEW YORK, NY, 10018, United States

CRD 148428

Filing source

Form ADV 2070122 · Mar 23, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.