Form D · Hedge Fund

SG3 Capital, LLC

Dorado, PR · CIK 0001623405

Offering snapshot reported Jan 14, 2022 · SEC filing

Reported sold: $560K
Investors reported: 3
Minimum accepted: $60K
First sale: Jan 1, 2022

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 14, 2022	Initial	$560,000	No comparison	3	SEC filing
Feb 11, 2021	Initial	$6,000,000	No comparison	4	SEC filing
Jan 11, 2021	Initial	$0	No comparison	16	SEC filing
Jan 7, 2020	Initial	$0	No comparison	1	SEC filing
Dec 19, 2018	Initial	Yet to sell	No comparison	0	SEC filing
Dec 28, 2017	Initial	Yet to sell	No comparison	0	SEC filing
Jan 6, 2015	Initial	$7,500,000	No comparison	7	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-429489

Source: Form D, filed Jan 14, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SG3 CAPITAL, LLC

Investment adviser: SG3 MANAGEMENT, LLC

Gross asset value: $18.6M
Beneficial owners: 24
ADV minimum commitment: $500K

Reported in Form ADV on Mar 20, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor WITHUMSMITH+BROWN, PC NEW YORK, New York, United States

Custodian APEX CLEARING CORPORATION DALLAS, Texas, United States Related to adviser: No

Custodian CLEAR STREET LLC NEW YORK, New York, United States Related to adviser: No

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Custodian LEDGERX LLC MIAMI, Florida, United States Related to adviser: No

Custodian SIGNATURE BANK NEW YORK, New York, United States Related to adviser: No

Prime broker APEX CLEARING CORPORATION DALLAS, Texas, United States

Prime broker CLEAR STREET LLC NEW YORK, New York, United States

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

WITHUMSMITH+BROWN, PC
PCAOB 100

APEX CLEARING CORPORATION
SEC 8-23522

CLEAR STREET LLC
SEC 8-69972

INTERACTIVE BROKERS LLC
SEC 8-47257

LEDGERX LLC
LEI 549300UG0YZD2A0QYQ41

SIGNATURE BANK
LEI VLP5AP0XK2GM6GKD1007

APEX CLEARING CORPORATION
CRD 13071 · SEC 8-23522

CLEAR STREET LLC
CRD 288933 · SEC 8-69972

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Filing source

Form ADV 1724277 · Mar 20, 2023 · Schedule D 7.B.(1), fund 805-4626172221

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Thomas Gray	Executive
Saagar K Gupta	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

323 Dorado Beach East
Dorado, PR, 00646