SG3 MANAGEMENT, LLC – investment adviser, $18.6M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	1	$18,600,000	100.0%

Filing source

Form ADV 1724277 · Mar 20, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SG3 CAPITAL, LLCHedge Fund · Last reported Mar 20, 2023$18.6MGross asset value

Form D fundraising filings

SG3 Capital, LLC

Auditor WITHUMSMITH+BROWN, PC NEW YORK, New York, United States

Custodian APEX CLEARING CORPORATION DALLAS, Texas, United States Related to adviser: No

Custodian CLEAR STREET LLC NEW YORK, New York, United States Related to adviser: No

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Custodian LEDGERX LLC MIAMI, Florida, United States Related to adviser: No

Custodian SIGNATURE BANK NEW YORK, New York, United States Related to adviser: No

Prime broker APEX CLEARING CORPORATION DALLAS, Texas, United States

Prime broker CLEAR STREET LLC NEW YORK, New York, United States

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

WITHUMSMITH+BROWN, PC
PCAOB 100

APEX CLEARING CORPORATION
SEC 8-23522

CLEAR STREET LLC
SEC 8-69972

INTERACTIVE BROKERS LLC
SEC 8-47257

LEDGERX LLC
LEI 549300UG0YZD2A0QYQ41

SIGNATURE BANK
LEI VLP5AP0XK2GM6GKD1007

APEX CLEARING CORPORATION
CRD 13071 · SEC 8-23522

CLEAR STREET LLC
CRD 288933 · SEC 8-69972

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-4626172221
Reported beneficial owners: 24
Minimum commitment: $500K
Form D file number: 021-231532
Form D file number: 021-301813
Form D file number: 021-328460
Form D file number: 021-357348
Form D file number: 021-385796
Form D file number: 021-389147
Form D file number: 021-429489

Form ADV 1724277 · Mar 20, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SINGULAR TRADING LLCHedge Fund · Last reported Mar 31, 2022$2.6MGross asset value

Form D fundraising filings

Singular Trading LLC

Auditor PSV & CO, PSC SAN JUAN, Puerto Rico, United States

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Custodian SIGNATURE BANK NEW YORK, New York, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

INTERACTIVE BROKERS LLC
SEC 8-47257

SIGNATURE BANK
LEI VLP5AP0XK2GM6GKD1007

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-5094146885
Reported beneficial owners: 13
Minimum commitment: $125K
Form D file number: 021-358525

Form ADV 1623836 · Mar 31, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 20, 2023. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Performance-based

Principal office

CRD 285449

Filing source

Form ADV 1724277 · Mar 20, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.