Form D · Hedge Fund

SG SPM Fund, L.P.

Las Vegas, NV · CIK 0001477035

Offering snapshot reported Dec 12, 2013 · SEC filing

Reported sold: $103M
Investors reported: 11
Minimum accepted: $500K
First sale: Dec 1, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors6 → 11

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 12, 2013	Amendment	$102,540,000	$0vs Nov 24, 2010	11	SEC filing
Dec 12, 2012	Amendment	$102,540,000	$0vs Nov 24, 2010	11	SEC filing
Nov 28, 2011	Amendment	$102,540,000	$0vs Nov 24, 2010	6	SEC filing
Nov 24, 2010	Amendment	$102,540,000	No comparison	6	SEC filing
Nov 25, 2009	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-136416

Source: Form D, filed Dec 12, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SG SPM FUND, L.P.

Investment adviser: STRUCTURED PORTFOLIO MANAGEMENT, L.L.C

Gross asset value: $647M
Beneficial owners: 10
ADV minimum commitment: $5M

Reported in Form ADV on Feb 26, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON LLP NEW YORK, New York, United States

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No

Custodian WELLS FARGO BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No

Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

Filing source

Form ADV 882163 · Feb 26, 2015 · Schedule D 7.B.(1), fund 805-9593674843

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
SG SPM Fund, L.P. (this fund)	Dec 12, 2013	$102,540,000	11
SG SPM Fund II, L.P.	Oct 5, 2011	$52,500,000	13

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Donald I. Brownstein	Executive
Kenneth Cron	Executive
Christopher Russell	Executive
N/A Structured Servicing Transactions Group, Llc	Executive
N/A Structured Servicing Transactions Group, L.L.C.	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2215 B Renaissance Drive Suite 5
Las Vegas, NV, 89119