Form D · Hedge Fund

SG SPM Fund II, L.P.

Las Vegas, NV · CIK 0001530962

Offering snapshot reported Oct 5, 2011 · SEC filing

Reported sold: $52.5M
Investors reported: 13
Minimum accepted: $0
First sale: Sep 22, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$125,000,000 → $52,500,000
Reported investors3 → 13

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 5, 2011	Amendment	$52,500,000	-$72,500,000vs Sep 29, 2011	13	SEC filing
Sep 29, 2011	Initial	$125,000,000	No comparison	3	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-166572

Source: Form D, filed Oct 5, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SG SPM FUND II, L.P.

Investment adviser: STRUCTURED PORTFOLIO MANAGEMENT, L.L.C

Gross asset value: $638M
Beneficial owners: 17
ADV minimum commitment: $5M

Reported in Form ADV on Jul 11, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C GLOBEOP WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON LLP NEW YORK, New York, United States

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian NORTHERN TRUST INTERNATIONAL BANKING CORP JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian WELLS FARGO BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 1126897 · Jul 11, 2017 · Schedule D 7.B.(1), fund 805-2744357618

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
SG SPM Fund, L.P.	Dec 12, 2013	$102,540,000	11
SG SPM Fund II, L.P. (this fund)	Oct 5, 2011	$52,500,000	13

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Donald I. Brownstein	Executive
Christopher Russell	Executive
N/A Structured Servicing Transactions Group, L.L.C.	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2215 B Renaissance Drive Suite 5
Las Vegas, NV, 89119