Form D · Private Equity Fund

SFM Opportunities IV, L.P.

Norfolk, VA · CIK 0001542783

Offering snapshot reported Feb 17, 2012 · SEC filing

Reported sold: $40.5M
Investors reported: 13
Minimum accepted: $250K
First sale: Feb 15, 2012

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 17, 2012	Initial	$40,540,000	No comparison	13	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-173662

Source: Form D, filed Feb 17, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SFM OPPORTUNITIES IV, L.P.

Investment adviser: SIGNATURE FINANCIAL MANAGEMENT INC

Gross asset value: $29M
Beneficial owners: 53
ADV minimum commitment: $250K

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV FUND ADMINISTRATION GROUP OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KEITER GLEN ALLEN, Virginia, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Maine, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KEITER
PCAOB 80

CHARLES SCHWAB & CO., INC.
SEC 8-16514

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Filing source

Form ADV 2074686 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-2909133060

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
SFM Opportunities III, L.P.	Jul 15, 2009	$35,500,000	14
SFM Opportunities IV, L.P. (this fund)	Feb 17, 2012	$40,540,000	13
SFM Opportunities V, LP	Aug 21, 2014	$43,935,000	29
SFM Opportunities VI, LP	Jun 22, 2018	$50,305,000	32
SFM Opportunities VII, L.P.	Dec 2, 2019	$40,000,000	5

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Susan Roberts Colpitts	Director, Executive
Anne Ballard Shumadine	Director, Executive
George Randolph Webb	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

101 West Main Street, Suite 700
Norfolk, VA, 23510