Investment adviser · CRD 106375

BROWN ADVISORY

Investment adviser filing (IA)

SIGNATURE FINANCIAL MANAGEMENT INC

NORFOLK, VA, United States · Form ADV filed Mar 30, 2026

Regulatory AUM: $7.57B
Client accounts: 1,606
Employees: 36
Advisory professionals: 16

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	145	$5,546,082,535	73.3%
Pooled investment vehicles	16	$1,660,184,560	21.9%
Corporations & businesses	18	$208,535,172	2.8%
Charities	23	$149,372,293	2.0%
Individuals	27	$6,153,107	0.1%

Filing source

Form ADV 2074686 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

16 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SFM GLOBAL STRATEGIES QP, L.P.Hedge Fund · Last reported Mar 30, 2026$674MGross asset value

Form D fundraising filings

SFM Global Strategies QP, L.P.

Feeder funds

SFM GLOBAL STRATEGIES, L.P.

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KEITER GLEN ALLEN, Virginia, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Maine, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KEITER
PCAOB 80

CHARLES SCHWAB & CO., INC.
SEC 8-16514

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Fund details & source

Fund ID: 805-8600522767
Reported beneficial owners: 104
Minimum commitment: $1M
Form D file number: 021-199253

Form ADV 2074686 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SFM CAPITAL MARKETS, L.P.Other Private Fund · Last reported Mar 30, 2026$367MGross asset value

Form D fundraising filings

SFM Capital Markets, L.P.

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KEITER GLEN ALLEN, Virginia, United States

Custodian BNY MELLON NEW YORK, New York, United States Related to adviser: No

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Maine, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KEITER
PCAOB 80

CHARLES SCHWAB & CO., INC.
SEC 8-16514

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Fund details & source

Fund ID: 805-2024742035
Reported beneficial owners: 96
Minimum commitment: $250K
Form D file number: 021-125150

Form ADV 2074686 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SFM OPPORTUNITIES V, L.P.Private Equity Fund · Last reported Mar 30, 2026$101MGross asset value

Form D fundraising filings

SFM Opportunities V, LP

Fund administrator NAV FUND ADMINISTRATION GROUP OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KEITER GLEN ALLEN, Virginia, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Maine, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KEITER
PCAOB 80

CHARLES SCHWAB & CO., INC.
SEC 8-16514

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Fund details & source

Fund ID: 805-3358881550
Reported beneficial owners: 94
Minimum commitment: $250K
Form D file number: 021-223425

Form ADV 2074686 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SFM OPPORTUNITIES VI, L.P.Private Equity Fund · Last reported Mar 30, 2026$89.7MGross asset value

Form D fundraising filings

SFM Opportunities VI, LP

Fund administrator NAV FUND ADMINISTRATION GROUP OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KEITER GLEN ALLEN, Virginia, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Maine, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KEITER
PCAOB 80

CHARLES SCHWAB & CO., INC.
SEC 8-16514

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Fund details & source

Fund ID: 805-6493693014
Reported beneficial owners: 49
Minimum commitment: $250K
Form D file number: 021-315206

Form ADV 2074686 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SFM OPPORTUNITIES VII, L.P.Private Equity Fund · Last reported Mar 30, 2026$87.6MGross asset value

Form D fundraising filings

SFM Opportunities VII, L.P.

Fund administrator NAV FUND ADMINISTRATION GROUP OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KEITER GLEN ALLEN, Virginia, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KEITER
PCAOB 80

CHARLES SCHWAB & CO., INC.
SEC 8-16514

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Fund details & source

Fund ID: 805-6502625656
Reported beneficial owners: 64
Minimum commitment: $250K
Form D file number: 021-354525

Form ADV 2074686 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

YIELD POOL III, L.P.Private Equity Fund · Last reported Mar 30, 2026$59MGross asset value

Form D fundraising filings

Yield Pool III, L.P.

Fund administrator NAV FUND ADMINISTRATION GROUP OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KEITER GLEN ALLEN, Virginia, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KEITER
PCAOB 80

CHARLES SCHWAB & CO., INC.
SEC 8-16514

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Fund details & source

Fund ID: 805-6429914551
Reported beneficial owners: 88
Minimum commitment: $250K
Form D file number: 021-318229

Form ADV 2074686 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DNB OPPORTUNITIES III, L.P.Private Equity Fund · Last reported Mar 30, 2026$38.1MGross asset value

Fund administrator NAV FUND ADMINISTRATION GROUP OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KEITER GLEN ALLEN, Virginia, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Maine, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KEITER
PCAOB 80

CHARLES SCHWAB & CO., INC.
SEC 8-16514

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Fund details & source

Fund ID: 805-6070081547
Reported beneficial owners: 7
Minimum commitment: $250K

Form ADV 2074686 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

101 W. MAIN STREET, SUITE 700
NORFOLK, VA, 23510-1676, United States

CRD 106375

Filing source

Form ADV 2074686 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.