Form D · Hedge Fund

Seminole Income Opportunity Fund, LP

New York, NY · CIK 0001284249

Offering snapshot reported Jun 12, 2018 · SEC filing

Reported sold: $182M
Investors reported: 48
Minimum accepted: $100K
First sale: Jan 2, 2004

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$181,946,280 → $182,296,280

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 12, 2018	Amendment	$182,296,280	$350,000vs Jul 13, 2017	48	SEC filing
Jul 13, 2017	Amendment	$181,946,280	$32,500,000vs Jun 30, 2016	48	SEC filing
Jun 30, 2016	Amendment	$149,446,280	$0vs Jul 29, 2015	47	SEC filing
Jul 29, 2015	Amendment	$149,446,280	$0vs Aug 5, 2014	47	SEC filing
Aug 5, 2014	Amendment	$149,446,280	$0vs Nov 20, 2013	47	SEC filing
Nov 20, 2013	Amendment	$149,446,280	$0vs Nov 20, 2012	47	SEC filing
Nov 20, 2012	Amendment	$149,446,280	$2,690,000vs Nov 22, 2011	47	SEC filing
Nov 22, 2011	Amendment	$146,756,280	$818,700vs Jan 10, 2011	45	SEC filing
Jan 10, 2011	Amendment	$145,937,580	$6,737,580vs Mar 10, 2010	40	SEC filing
Mar 10, 2010	Amendment	$139,200,000	$1,200,000vs Mar 12, 2009	39	SEC filing
Mar 20, 2009	Amendment	$138,000,000	No comparison	Not reported	SEC filing
Mar 12, 2009	Amendment	$138,000,000	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-63906

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
Far Hills Group, LLC	32243	Far Hills Group, LLC · CRD 32243

Source: Form D, filed Jun 12, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SEMINOLE INCOME OPPORTUNITY FUND, LP

Investment adviser: SEMINOLE MANAGEMENT CO., INC.

Gross asset value: $76.1M
Beneficial owners: 15
ADV minimum commitment: $100K

Reported in Form ADV on Mar 8, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C FUND SERVICES (BERMUDA), LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP NEW YORK, New York, United States

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer FAR HILLS GROUP, LLC. NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG, LLP
PCAOB 185

MORGAN STANLEY & CO. LLC
SEC 8-15869

FAR HILLS GROUP, LLC.
CRD 32243 · SEC 8-45675

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1175571 · Mar 8, 2018 · Schedule D 7.B.(1), fund 805-2658678637

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Seminole Capital Management Llc	Executive
Michael G Messner	Executive
Paul C Shiverick	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

780 3rd Ave. 15th Floor 15 Th Floor
New York, NY, 10017