Investment adviser · CRD 160461

SEMINOLE MANAGEMENT CO., INC.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 8, 2018

Regulatory AUM: $850M
Client accounts: 5
Employees: 8
Advisory professionals: 5

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	5	$849,742,229	100.0%

Filing source

Form ADV 1175571 · Mar 8, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SEMINOLE OFFSHORE FUND LTD.Hedge Fund · Last reported Mar 8, 2018$378MGross asset value

Form D fundraising filings

SEMINOLE OFFSHORE FUND, LTD.

Fund administrator SS&C FUND SERVICES (BERMUDA), LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian WELLS FARGO PRIME SERVICES, LLC NEW YORK, New York, United States Related to adviser: No

Marketer FAR HILLS GROUP, LLC. NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

MORGAN STANLEY & CO. LLC
SEC 8-15869

WELLS FARGO PRIME SERVICES, LLC
SEC 8-66677

FAR HILLS GROUP, LLC.
CRD 32243 · SEC 8-45675

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-4647689136
Reported beneficial owners: 39
Minimum commitment: $100K
Form D file number: 021-95219

Form ADV 1175571 · Mar 8, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SEMINOLE CAPITAL PARTNERS, LPHedge Fund · Last reported Mar 8, 2018$294MGross asset value

Form D fundraising filings

SEMINOLE CAPITAL PARTNERS, L.P.

Fund administrator SS&C FUND SERVICES (BERMUDA), LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian WELLS FARGO PRIME SERVICES, LLC NEW YORK, New York, United States Related to adviser: No

Marketer FAR HILLS GROUP, LLC. NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

MORGAN STANLEY & CO. LLC
SEC 8-15869

WELLS FARGO PRIME SERVICES, LLC
SEC 8-66677

FAR HILLS GROUP, LLC.
CRD 32243 · SEC 8-45675

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-7094828248
Reported beneficial owners: 37
Minimum commitment: $100K
Form D file number: 021-95386

Form ADV 1175571 · Mar 8, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SEMINOLE INCOME OPPORTUNITY FUND, LPHedge Fund · Last reported Mar 8, 2018$76.1MGross asset value

Form D fundraising filings

Seminole Income Opportunity Fund, LP

Fund administrator SS&C FUND SERVICES (BERMUDA), LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP NEW YORK, New York, United States

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer FAR HILLS GROUP, LLC. NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG, LLP
PCAOB 185

MORGAN STANLEY & CO. LLC
SEC 8-15869

FAR HILLS GROUP, LLC.
CRD 32243 · SEC 8-45675

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-2658678637
Reported beneficial owners: 15
Minimum commitment: $100K
Form D file number: 021-63906

Form ADV 1175571 · Mar 8, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SEMINOLE INCOME OPPORTUNITY FUND, LTD.Hedge Fund · Last reported Mar 8, 2018$69.7MGross asset value

Form D fundraising filings

Seminole Income Opportunity Fund, Ltd.

Fund administrator SS&C FUND SERVICES (BERMUDA), LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP NEW YORK, New York, United States

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer FAR HILLS GROUP, LLC. NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG, LLP
PCAOB 185

MORGAN STANLEY & CO. LLC
SEC 8-15869

FAR HILLS GROUP, LLC.
CRD 32243 · SEC 8-45675

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-9471364436
Reported beneficial owners: 14
Minimum commitment: $100K
Form D file number: 021-65341

Form ADV 1175571 · Mar 8, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SEMINOLE CAPITAL PARTNERS II LPHedge Fund · Last reported Mar 8, 2018$32.6MGross asset value

Form D fundraising filings

Seminole Capital Partners II, L.P.

Fund administrator SS&C FUND SERVICES (BERMUDA), LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian WELLS FARGO PRIME SERVICES, LLC NEW YORK, New York, United States Related to adviser: No

Marketer FAR HILLS GROUP, LLC. NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

MORGAN STANLEY & CO. LLC
SEC 8-15869

WELLS FARGO PRIME SERVICES, LLC
SEC 8-66677

FAR HILLS GROUP, LLC.
CRD 32243 · SEC 8-45675

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-3539976005
Reported beneficial owners: 29
Minimum commitment: $100K
Form D file number: 021-265746

Form ADV 1175571 · Mar 8, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SEMINOLE DEDICATED INVESTOR FUND OFFSHORE LTD.Hedge Fund · Last reported Oct 21, 2016$87.7MGross asset value

Fund administrator SS&C FUND SERVICES (BERMUDA), LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP ROSELAND, New Jersey, United States

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian WELLS FARGO PRIME SERVICES, LLC NEW YORK CITY, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Prime broker WELLS FARGO PRIME SERVICES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

MORGAN STANLEY & CO. LLC
SEC 8-15869

WELLS FARGO PRIME SERVICES, LLC
SEC 8-66677

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Fund details & source

Fund ID: 805-5586503918
Reported beneficial owners: 1
Minimum commitment: $100K

Form ADV 1046472 · Oct 21, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FIDELIS INSURANCE BERMUDA LIMITEDHedge Fund · Last reported Oct 21, 2016$83MGross asset value

Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: No
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-2340035746
Reported beneficial owners: 1
Minimum commitment: $100K

Form ADV 1046472 · Oct 21, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 8, 2018. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

780 THIRD AVENUE, 15TH FLOOR
NEW YORK, NY, 10017, United States

CRD 160461

Filing source

Form ADV 1175571 · Mar 8, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.