Form D · Hedge Fund

Semaphore Investors LP

New York, NY · CIK 0001333869

Offering snapshot reported Nov 5, 2009 · SEC filing

Reported sold
$74.7M
Offering amount: $300M
Investors reported
33
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 2005
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 5, 2009Amendment$74,689,855No comparison33SEC filing
Mar 31, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-79307

Source: Form D, filed Nov 5, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SEMAPHORE INVESTORS LP

Investment adviser: SEMAPHORE MANAGEMENT LLC

Gross asset value
$64.6M
Beneficial owners
16
ADV minimum commitment
$1M

Reported in Form ADV on Dec 10, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN, KASS & COMPANY, P.C. ROSELAND, New Jersey, United States
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK, N.A. SAN ANTONIO, Texas, United States Related to adviser: No
Marketer STRATTON CAPITAL MANAGEMENT, LTD. NEW YORK, New York, United States Related to adviser: No
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BARCLAYS CAPITAL INC.
SEC 8-41342

GOLDMAN, SACHS & CO.
SEC 8-129

STRATTON CAPITAL MANAGEMENT, LTD.
CRD 104122 · SEC 8-52570

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 685146 · Dec 10, 2012 · Schedule D 7.B.(1), fund 805-5801911737

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Hoyt Ammidon Iii Executive
Paul J. Carpenter Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
320 Park Avenue 10 Th Floor
New York, NY, 10022