Investment adviser · CRD 137706

SEMAPHORE MANAGEMENT LLC

Investment adviser filing (IA)

GREENWICH, CT, United States · Form ADV filed Dec 10, 2012

Regulatory AUM
$210M
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
6
Reported in this filing
Advisory professionals
5
Investment advisory functions

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SEMAPHORE INVESTORS LPHedge Fund · Last reported Dec 10, 2012$64.6MGross asset value

Form D fundraising filings

Semaphore Investors LP

Feeder funds

  • SEMAPHORE OFFSHORE LIMITED
Fund administrator SS&C TECHNOLOGIES INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN, KASS & COMPANY, P.C. ROSELAND, New Jersey, United States
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK, N.A. SAN ANTONIO, Texas, United States Related to adviser: No
Marketer STRATTON CAPITAL MANAGEMENT, LTD. NEW YORK, New York, United States Related to adviser: No
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BARCLAYS CAPITAL INC.
SEC 8-41342

GOLDMAN, SACHS & CO.
SEC 8-129

STRATTON CAPITAL MANAGEMENT, LTD.
CRD 104122 · SEC 8-52570

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-5801911737
Reported beneficial owners
16
Minimum commitment
$1M
Form D file number
021-79307

Form ADV 685146 · Dec 10, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SEMAPHORE LATITUTE LPHedge Fund · Last reported Dec 10, 2012$7.41MGross asset value

Feeder funds

  • SEMAPHORE LATITUDE OFFSHORE LIMITED
Fund administrator SS&C TECHNOLOGIES INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN, KASS & COMPANY, P.C. ROSELAND, New Jersey, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK, N.A. SAN ANTONIO, Texas, United States Related to adviser: No
Marketer STRATTON CAPITAL MANAGEMENT, LTD. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN, SACHS & CO.
SEC 8-129

STRATTON CAPITAL MANAGEMENT, LTD.
CRD 104122 · SEC 8-52570

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-5643430856
Reported beneficial owners
26
Minimum commitment
$1M
Form D file number
021-175835

Form ADV 685146 · Dec 10, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SEMAPHORE CAPITAL PARTNERS LPHedge Fund · Last reported Dec 10, 2012$6.21MGross asset value
Fund administrator SS&C TECHNOLOGIES INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN, KASS & COMPANY, P.C. ROSELAND, New Jersey, United States
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BARCLAYS CAPITAL INC.
SEC 8-41342

GOLDMAN, SACHS & CO.
SEC 8-129

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-2398399324
Reported beneficial owners
50
Minimum commitment
$500K
Form D file number
021-79306

Form ADV 685146 · Dec 10, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Dec 10, 2012. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

537 STEAMBOAT ROAD, SUITE 301
GREENWICH, CT, 06830, United States

CRD 137706

Filing source

Form ADV 685146 · Dec 10, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.