Form D · Private Equity Fund

Securitize AAA CLO Tokenized Fund, Ltd.

Miami, FL · CIK 0002095325

Offering snapshot reported Nov 5, 2025 · SEC filing

Reported sold: $5M
Investors reported: 1
Minimum accepted: $0
First sale: Oct 29, 2025

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 5, 2025	Initial	$5,000,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06c, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-563116

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Securitize Markets, LLC	283256

Source: Form D, filed Nov 5, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SECURITIZE AAA CLO TOKENIZED FUND, LTD.

Investment adviser: SECURITIZE CAPITAL LLC

Gross asset value: $374M
Beneficial owners: 4
ADV minimum commitment: $100K

Reported in Form ADV on Jul 16, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SECURITIZE FUND SERVICES, LLC MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor WITHUM SMITH+BROWN, PC PRINCETON, New Jersey, United States

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer SECURITIZE MARKETS, LLC MIAMI, Florida, United States Related to adviser: Yes

Prime broker COINBASE PRIME NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

WITHUM SMITH+BROWN, PC
PCAOB 1362

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

SECURITIZE MARKETS, LLC
CRD 283256 · SEC 8-69743

Filing source

Form ADV 2120216 · Jul 16, 2026 · Schedule D 7.B.(1), fund 805-8032331929

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jose Francisco Flores	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Securitize Capital, Llc 78 Sw 7th Street, Suite 500
Miami, FL, 33130