Investment adviser · CRD 315859

SECURITIZE CAPITAL LLC

Investment adviser filing (IA)

MIAMI, FL, United States · Form ADV filed Jul 16, 2026

Regulatory AUM: $530M
Client accounts: 7
Employees: 2
Advisory professionals: 1

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	7	$530,192,153	100.0%

Filing source

Form ADV 2120216 · Jul 16, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SECURITIZE AAA CLO TOKENIZED FUND, LTD.Other Private Fund · Last reported Jul 16, 2026$374MGross asset value

Form D fundraising filings

Securitize AAA CLO Tokenized Fund, Ltd.

Fund administrator SECURITIZE FUND SERVICES, LLC MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor WITHUM SMITH+BROWN, PC PRINCETON, New Jersey, United States

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer SECURITIZE MARKETS, LLC MIAMI, Florida, United States Related to adviser: Yes

Prime broker COINBASE PRIME NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

WITHUM SMITH+BROWN, PC
PCAOB 1362

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

SECURITIZE MARKETS, LLC
CRD 283256 · SEC 8-69743

Fund details & source

Fund ID: 805-8032331929
Reported beneficial owners: 4
Minimum commitment: $100K
Form D file number: 021-563116

Form ADV 2120216 · Jul 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 16, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets

Principal office

78 SW 7TH ST, SUITE 500
MIAMI, FL, 33130, United States

CRD 315859

Filing source

Form ADV 2120216 · Jul 16, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.