Form D · Hedge Fund

Seawall OC Fund, Ltd.

Grand Cayman, E9 · CIK 0001465579

Offering snapshot reported Sep 6, 2011 · SEC filing

Reported sold
$146M
Indefinite offering
Investors reported
29
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jun 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$72.8M$146MJun 11, 2009: $88,910,000.00Jun 11, 2009Jun 24, 2010: $126,110,000.00Jun 24, 2010Sep 6, 2011: $145,650,000.00Sep 6, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$126,110,000 → $145,650,000
  • Reported investors27 → 29

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 6, 2011Amendment$145,650,000$19,540,000vs Jun 24, 201029SEC filing
Jun 24, 2010Amendment$126,110,000$37,200,000vs Jun 11, 200927SEC filing
Jun 11, 2009Initial$88,910,000No comparison23SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-131908

Source: Form D, filed Sep 6, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SEAWALL OC FUND, LTD.

Investment adviser: SEAWALL CAPITAL MANAGEMENT, LLC

Gross asset value
$139M
Beneficial owners
24
ADV minimum commitment
$500K

Reported in Form ADV on Sep 7, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STONE COAST FUND SERVICES, LLC PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE GRAND CAYMAN, Cayman Islands
Custodian GOLDMAN SACHS BANK USA NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK, NA NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 668681 · Sep 7, 2012 · Schedule D 7.B.(1), fund 805-7753049073

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Don Seymour Director
Eli T. Ullum Director
Kevin Williams Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Maples Corporate Services Ltd. Ugland House, P.O. Box 309
Grand Cayman, E9, KY1-1104