Investment adviser · CRD 149834

SEAWALL CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

· Form ADV filed Sep 7, 2012

Regulatory AUM
$144M
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SEAWALL OC FUND, LTD.Hedge Fund · Last reported Sep 7, 2012$139MGross asset value

Form D fundraising filings

Seawall OC Fund, Ltd.

Fund administrator STONE COAST FUND SERVICES, LLC PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE GRAND CAYMAN, Cayman Islands
Custodian GOLDMAN SACHS BANK USA NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK, NA NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-7753049073
Reported beneficial owners
24
Minimum commitment
$500K
Form D file number
021-131908

Form ADV 668681 · Sep 7, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SEAWALL CREDIT VALUE MASTER FUND, LTD.Hedge Fund · Last reported Sep 7, 2012$5MGross asset value

Feeder funds

Fund administrator STONE COAST FUND SERVICES, LLC PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE GRAND CAYMAN, Cayman Islands
Auditor DELOITTE & TOUCHE LLP BOSTON, Massachusetts, United States
Custodian GOLDMAN SACHS BANK USA NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK, NA NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-3127297668
Reported beneficial owners
4
Minimum commitment
$500K
Form D file number
021-131907

Form ADV 668681 · Sep 7, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 7, 2012. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

CRD 149834

Filing source

Form ADV 668681 · Sep 7, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.