Form D · Hedge Fund

Samuel Municipal Total Return Fund, LP

Rye Brook, NY · CIK 0001540509

Offering snapshot reported Jan 17, 2019 · SEC filing

Reported sold
$13.2M
Indefinite offering
Investors reported
11
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Jan 4, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.6M$13.2MJan 25, 2012: $6,000,000.00Jan 25, 2012Jan 23, 2013: $9,075,000.00Jan 23, 2014: $9,075,000.00Jan 23, 2015: $10,075,000.00Jan 14, 2016: $13,075,000.00Jan 19, 2017: $13,075,000.00Jan 19, 2018: $12,900,000.00Jan 17, 2019: $13,200,000.00Jan 17, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$12,900,000 → $13,200,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 17, 2019Amendment$13,200,000$300,000vs Jan 19, 201811SEC filing
Jan 19, 2018Amendment$12,900,000-$175,000vs Jan 19, 201711SEC filing
Jan 19, 2017Amendment$13,075,000$0vs Jan 14, 201611SEC filing
Jan 14, 2016Amendment$13,075,000$3,000,000vs Jan 23, 201510SEC filing
Jan 23, 2015Amendment$10,075,000$1,000,000vs Jan 23, 20147SEC filing
Jan 23, 2014Amendment$9,075,000$0vs Jan 23, 20137SEC filing
Jan 23, 2013Amendment$9,075,000$3,075,000vs Jan 25, 20127SEC filing
Jan 25, 2012Initial$6,000,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-172444

Source: Form D, filed Jan 17, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SAMUEL MUNICIPAL TOTAL RETURN FUND LP

Investment adviser: SAMUEL CAPITAL MANAGEMENT LLC

Gross asset value
$13.7M
Beneficial owners
3
ADV minimum commitment
$500K

Reported in Form ADV on Mar 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator USBANCORP FUND SERVICES HACKENSACK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG NY, New York, United States
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker COWEN PRIME SERVICES LLC NY, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 185

PERSHING LLC
SEC 8-17574

COWEN PRIME SERVICES LLC
CRD 153397 · SEC 8-68531

Filing source

Form ADV 1399974 · Mar 30, 2020 · Schedule D 7.B.(1), fund 805-1319221357

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Russell Mannis Executive
Barry Mannis Executive
N/A Samuel Gp, Llc Promoter
Samuel Gp, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
800 Westchester Avenue Suite N317
Rye Brook, NY, 10573