Investment adviser · CRD 282028

SAMUEL CAPITAL MANAGEMENT LLC

Investment adviser filing (IA)

RYE BROOK, NY, United States · Form ADV filed Mar 30, 2023

Regulatory AUM
$177M
Form ADV · Item 5.F
Client accounts
5
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
4
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles4$171,885,40997.0%
IndividualsFewer than 5$5,335,3683.0%
Filing source

Form ADV 1743062 · Mar 30, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SAMUEL MUNICIPAL TOTAL RETURN FUND II LPHedge Fund · Last reported Mar 30, 2023$83.2MGross asset value

Feeder funds

  • SAMUEL MUNICIPAL TOTAL RETURN FUND (OFFSHORE) II LTD
Fund administrator USBANCORP FUND SERVICES HACKENSACK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG NY, New York, United States
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker COWEN PRIME SERVICES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 185

PERSHING LLC
SEC 8-17574

COWEN PRIME SERVICES LLC
CRD 153397 · SEC 8-68531

Fund details & source
Fund ID
805-8366820364
Reported beneficial owners
12
Minimum commitment
$500K

Form ADV 1743062 · Mar 30, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SAMUEL MUNICIPAL TOTAL RETURN FUND LPHedge Fund · Last reported Mar 30, 2020$13.7MGross asset value

Form D fundraising filings

Samuel Municipal Total Return Fund, LP

Fund administrator USBANCORP FUND SERVICES HACKENSACK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG NY, New York, United States
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker COWEN PRIME SERVICES LLC NY, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 185

PERSHING LLC
SEC 8-17574

COWEN PRIME SERVICES LLC
CRD 153397 · SEC 8-68531

Fund details & source
Fund ID
805-1319221357
Reported beneficial owners
3
Minimum commitment
$500K
Form D file number
021-172444

Form ADV 1399974 · Mar 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2023. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

800 WESTCHESTER AVE, #N 317
RYE BROOK, NY, 10573, United States

CRD 282028

Filing source

Form ADV 1743062 · Mar 30, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.