Form D · Other Investment Fund

SAM Special Opportunities Fund, L.P.

New York, NY · CIK 0001500148

Offering snapshot reported Aug 30, 2010 · SEC filing

Reported sold
$2.26M
Indefinite offering
Investors reported
22
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Nov 19, 2009
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 30, 2010Initial$2,264,000No comparison22SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-147056

Source: Form D, filed Aug 30, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SAM SPECIAL OPPORTUNITIES FUND, LP

Investment adviser: SAM ADVISORS, LLC

Gross asset value
$638K
Beneficial owners
29
ADV minimum commitment
$50K

Reported in Form ADV on Mar 30, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator S&Z FUND SERVICES LLC EAST NORTHPORT, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian AMERICAN STOCK TRANSFER BROOKLYN, New York, United States Related to adviser: No
Custodian CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Filing source

Form ADV 871444 · Mar 30, 2015 · Schedule D 7.B.(1), fund 805-6716981062

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ekaterina Yurievna Boriskina Executive
Gregory Owens Executive
William Blaine Smith Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
111 Broadway, Suite 808
New York, NY, 10006