Investment adviser · CRD 133251

SAM ADVISORS, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 30, 2015

Regulatory AUM: $50.3M
Client accounts: 232
Employees: 4
Advisory professionals: 3

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SAM SPECIAL OPPORTUNITIES FUND, LPHedge Fund · Last reported Mar 30, 2015$638KGross asset value

Form D fundraising filings

SAM Special Opportunities Fund, L.P.

Fund administrator S&Z FUND SERVICES LLC EAST NORTHPORT, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian AMERICAN STOCK TRANSFER BROOKLYN, New York, United States Related to adviser: No

Custodian CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-6716981062
Reported beneficial owners: 29
Minimum commitment: $50K
Form D file number: 021-147056

Form ADV 871444 · Mar 30, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2015. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

29 BROADWAY, SUITE 2301
NEW YORK, NY, 10006, United States

CRD 133251

Filing source

Form ADV 871444 · Mar 30, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.