Form D · Other Investment Fund

Salient Trend Institutional V20 Fund, L.P.

Houston, TX · CIK 0001605340

Offering snapshot reported Jun 14, 2018 · SEC filing

Reported sold: $66M
Investors reported: 16
Minimum accepted: $10M
First sale: Apr 1, 2014

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$65,021,986 → $66,021,985

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 14, 2018	Amendment	$66,021,985	$999,999vs Jun 14, 2017	16	SEC filing
Jun 14, 2017	Initial	$65,021,986	No comparison	16	SEC filing
Jun 16, 2016	Amendment	$45,935,771	$4,846,234vs Jun 15, 2015	14	SEC filing
Jun 15, 2015	Amendment	$41,089,537	$30,829,537vs Apr 15, 2014	10	SEC filing
Apr 15, 2014	Initial	$10,260,000	No comparison	6	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b
Duration over one year: Yes
Business combination: No

Sales commissions: $44.3K (estimated)
Finders' fees: $0
Form D file number: 021-288716

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Timothy M. Conway	4524191	Salient Capital, L.P. · CRD 147912
Matthew Moncrief	3253023	Salient Capital, L.P. · CRD 147912
Ryan P Haselden	5540074	Salient Capital, L.P. · CRD 147912
David Hicks	3253023	Salient Capital, L.P. · CRD 147912
N/A	None	Applied Capital LLC · CRD 166316

Source: Form D, filed Jun 14, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARBORWALK TREND INSTITUTIONAL V20 FUND, L.P.

Investment adviser: MELLON INVESTMENTS CORPORATION

Gross asset value: $4.92M
Beneficial owners: 6
ADV minimum commitment: $10M

Reported in Form ADV on Dec 5, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. IRVING, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG COLUMBUS, Ohio, United States

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Marketer BNY MELLON SECURITIES CORPORATION NEW YORK CITY, New York, United States Related to adviser: Yes

Marketer HIGHTOWER SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 185

CITIBANK, N.A.
LEI E570DZWZ7FF32TWEFA76

BNY MELLON SECURITIES CORPORATION
CRD 231 · SEC 801-54739

HIGHTOWER SECURITIES, LLC
CRD 116681 · SEC 8-53560

Filing source

Form ADV 1360431 · Dec 5, 2019 · Schedule D 7.B.(1), fund 805-7465745096

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Christopher R. Arnold	Executive
Paul A. Bachtold	Executive
John A. Blaisdell	Executive
Roberto Croce	Executive
Jonathan De Priest	Executive
William R. Guinn	Executive
Andrew B. Linbeck	Executive
Robert S. Naka	Executive
Lee G. Partridge	Executive
John E. Price	Executive
Jeremy L. Radcliffe	Executive
N/A Salient Capital Management, Llc	Executive
N/A Salient Liquid Alts Gp, Llc	Executive
N/A Salient Liquid Alts Gp, Lp	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

4265 San Felipe 8 Th Floor
Houston, TX, 77027