Investment adviser · CRD 105764

MELLON INVESTMENTS CORPORATION

Investment adviser filing (IA)

PITTSBURGH, PA, United States · Form ADV filed Sep 18, 2026

Regulatory AUM: $874B
Client accounts: 3,942
Employees: 98
Advisory professionals: 61

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	176	$590,622,267,350	67.6%
Government entities	89	$86,955,389,251	10.0%
Sovereign wealth & foreign institutions	15	$75,460,175,696	8.6%
Retirement plans	106	$57,612,641,645	6.6%
Pooled investment vehicles	6	$28,634,686,666	3.3%
High-net-worth individuals	3,492	$19,626,445,530	2.2%
Charities	26	$5,122,884,554	0.6%
Other clients	17	$4,406,797,222	0.5%
Corporations & businesses	9	$3,575,998,447	0.4%
Insurance companies	6	$1,849,316,988	0.2%
Banks & thrifts	Fewer than 5	$0	0.0%
Other investment advisers	Fewer than 5	$0	0.0%

Filing source

Form ADV 2133512 · Sep 18, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

23 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ZIA RISK PARITY FUND, L.P.Hedge Fund · Last reported Aug 4, 2021$1.65BGross asset value

Fund administrator SEI GLOBAL SERVICES INC OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG COLUMBUS, Ohio, United States

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Marketer BNY MELLON SECURITIES CORPORATION NEW YORK CITY, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 185

CITIBANK, N.A.
LEI E570DZWZ7FF32TWEFA76

BNY MELLON SECURITIES CORPORATION
CRD 231 · SEC 801-54739

Fund details & source

Fund ID: 805-3789288298
Reported beneficial owners: 2
Minimum commitment: $10M
Form D file number: 021-1773449

Form ADV 1557528 · Aug 4, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

REDWOOD POINT TAIL RISK FUND, LTDHedge Fund · Last reported Aug 4, 2021$788MGross asset value

Fund administrator SEI GLOBAL SERVICES, INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian CITIBANK, N. A. NEW YORK, New York, United States Related to adviser: No

Marketer BNY MELLON INVESTMENT MANAGEMENT EMEA LIMITED LONDON, United Kingdom Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD.
PCAOB 1655

CITIBANK, N. A.
LEI E57ODZWZ7FF32TWEFA76

Fund details & source

Fund ID: 805-2880650132
Reported beneficial owners: 3
Minimum commitment: $50K

Form ADV 1557528 · Aug 4, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MACRO OPPORTUNITY FUND, LTD.Hedge Fund · Last reported Jan 2, 2015$700MGross asset value

Fund administrator SMT FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WE ARE IN THE PROCESS OF RETAINING AN INDEPENDENT AUDITING FIRM N/A, Other

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Marketer BNY MELLON ASSET MANAGEMENT HONG KONG LIMITED HONG KONG, Hong Kong Related to adviser: Yes

Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CITIGROUP GLOBAL MARKETS INC.
SEC 8-13387

Fund details & source

Fund ID: 805-1535504809
Reported beneficial owners: 1
Minimum commitment: $2M

Form ADV 863293 · Jan 2, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MELLON OFFSHORE ALL CASH MASTER FUND, LTD.Other Private Fund · Last reported Jan 2, 2015$187MGross asset value

Fund administrator SMT FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WE ARE IN THE PROCESS OF RETAINING AN INDEPENDENT AUDITING FIRM N/A, Other

Custodian BANK OF NEW YORK MELLON EVERETT, Massachusetts, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-5356176434
Reported beneficial owners: 14
Minimum commitment: $0

Form ADV 863293 · Jan 2, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HARBORWALK RISK PARITY DELTA RHO Q V20 FUND, L.P.Hedge Fund · Last reported Aug 4, 2021$133MGross asset value

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG COLUMBUS, Ohio, United States

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Marketer BNY MELLON SECURITIES CORPORATION NEW YORK CITY, New York, United States Related to adviser: Yes

Marketer HIGHTOWER SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 185

CITIBANK, N.A.
LEI E570DZWZ7FF32TWEFA76

BNY MELLON SECURITIES CORPORATION
CRD 231 · SEC 801-54739

HIGHTOWER SECURITIES, LLC
CRD 116681 · SEC 8-53560

Fund details & source

Fund ID: 805-6917179649
Reported beneficial owners: 25
Minimum commitment: $10M
Form D file number: 021-263035

Form ADV 1557528 · Aug 4, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HARBORWALK OPPORTUNISTIC APPRECIATION FUND, LPHedge Fund · Last reported Dec 5, 2019$125MGross asset value

Form D fundraising filings

HarborWalk Opportunistic Appreciation Fund, LP

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GEORGETOWN, Cayman Islands

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer BNY MELLON SECURITIES CORPORATION NEW YORK CITY, New York, United States Related to adviser: Yes

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK CITY, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 1323

GOLDMAN SACHS & CO. LLC
SEC 8-129

BNY MELLON SECURITIES CORPORATION
CRD 231 · SEC 801-54739

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-4511685821
Reported beneficial owners: 13
Minimum commitment: $250K
Form D file number: 021-241802

Form ADV 1360431 · Dec 5, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

REDWOOD POINT ORION MASTER FUND, LTD.Hedge Fund · Last reported Feb 20, 2019$101MGross asset value

Feeder funds

REDWOOD POINT ORION FUND, LTD.

Fund administrator SMT FUND SERVICES (IRELAND) LIMITED DUBLINE, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GRAND CAYMAN, Cayman Islands

Custodian CITIBANK NEW YORK, New York, United States Related to adviser: No

Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 1323

CITIBANK
LEI E57ODZWZ7FF32TWEFA76

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-7037692002
Reported beneficial owners: 1
Minimum commitment: $0

Form ADV 1278988 · Feb 20, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 18, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed

Principal office

500 ROSS STREET
PITTSBURGH, PA, 15258, United States

CRD 105764

Filing source

Form ADV 2133512 · Sep 18, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.