Form D · Hedge Fund

HarborWalk Risk Parity Delta Rho Q V20 Fund, L.P.

Boston, MA · CIK 0001672982

Offering snapshot reported Feb 5, 2024 · SEC filing

Reported sold: $134M
Investors reported: 14
Minimum accepted: $10M
First sale: May 2, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 5, 2024	Amendment	$133,937,013	$0vs Feb 28, 2023	14	SEC filing
Feb 28, 2023	Amendment	$133,937,013	$0vs Sep 2, 2021	14	SEC filing
Sep 2, 2021	Amendment	$133,937,013	No comparison	Not reported	SEC filing
Aug 12, 2020	Amendment	$133,937,013	$500,000vs Aug 12, 2019	14	SEC filing
Aug 12, 2019	Amendment	$133,437,013	$49,440,036vs Jun 14, 2018	13	SEC filing
Jun 14, 2018	Amendment	$83,996,977	$54,266,520vs Jun 13, 2017	5	SEC filing
Jun 13, 2017	Amendment	$29,730,457	$4,730,457vs May 12, 2016	5	SEC filing
May 12, 2016	Initial	$25,000,000	No comparison	1	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-263035

Source: Form D, filed Feb 5, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARBORWALK RISK PARITY DELTA RHO Q V20 FUND L.P.

Investment adviser: NEWTON INVESTMENT MANAGEMENT NORTH AMERICA LLC

Gross asset value: $97.2M
Beneficial owners: 16
ADV minimum commitment: $10M

Reported in Form ADV on Dec 4, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES INC OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG COLUMBUS, Ohio, United States

Custodian CITIBANK, N.A. NEW YORK CITY, New York, United States Related to adviser: No

Marketer BNY MELLON SECURITIES CORPORATION NEW YORK CITY, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 185

CITIBANK, N.A.
LEI E570DZWZ7FF32TWEFA76

BNY MELLON SECURITIES CORPORATION
CRD 231 · SEC 801-54739

Filing source

Form ADV 1799082 · Dec 4, 2023 · Schedule D 7.B.(1), fund 805-6917179649

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Christopher Arnold	Executive
Paul Bachtold	Executive
John A. Blaisdell	Executive
Roberto Croce	Executive
Jonathan De Priest	Executive
Michael Germano	Executive
William R. Guinn	Executive
N/A Harborwalk Alternatives I Gp, Llc	Executive
James Desmond Mac Intyre	Executive
N/A Mellon Investments Corporation	Promoter
Robert Naka	Executive
N/A Newton Investment Management North America, Llc	Promoter
Alex Over	Executive
Lee G. Partridge	Executive
Susan Pike	Executive
John Price	Executive
Jeremy L. Radcliffe	Executive
N/A Salient Capital Management, Llc	Executive
N/A Salient Liquid Alts Gp, Llc	Executive
N/A Salient Liquid Alts Gp, Lp	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

One Boston Place 201 Washington Street
Boston, MA, 02108