NEWTON INVESTMENT MANAGEMENT NORTH AMERICA – investment adviser, $59.2B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	41	$35,880,088,849	60.7%
Pooled investment vehicles	58	$16,758,727,968	28.3%
Retirement plans	24	$3,391,894,306	5.7%
Government entities	22	$1,951,037,053	3.3%
Other investment advisers	7	$464,102,249	0.8%
Charities	5	$389,133,461	0.7%
Insurance companies	Fewer than 5	$220,448,787	0.4%
Corporations & businesses	Fewer than 5	$64,187,589	0.1%
Banks & thrifts	Fewer than 5	$38,337,595	0.1%

Filing source

Form ADV 2109166 · May 29, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ZIA RISK PARITY FUND, L.P.Hedge Fund · Last reported Mar 29, 2024$1.56BGross asset value

Fund administrator SEI GLOBAL SERVICES INC OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG NEW YORK, New York, United States

Custodian CITIBANK, N.A. NEW YORK CITY, New York, United States Related to adviser: No

Marketer BNY MELLON SECURITIES CORPORATION NEW YORK CITY, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 185

CITIBANK, N.A.
LEI E570DZWZ7FF32TWEFA76

BNY MELLON SECURITIES CORPORATION
CRD 231 · SEC 801-54739

Fund details & source

Fund ID: 805-3789288298
Reported beneficial owners: 2
Minimum commitment: $10M
Form D file number: 021-1773449

Form ADV 1819851 · Mar 29, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

REDWOOD POINT TAIL RISK FUND LTDHedge Fund · Last reported Jul 29, 2022$688MGross asset value

Fund administrator SEI GLOBAL SERVICES INC OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands

Custodian CITIBANK, N.A. NEW YORK CITY, New York, United States Related to adviser: No

Marketer BNY MELLON INVESTMENT MANAGEMENT EMEA LIMITED LONDON, United Kingdom Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD
PCAOB 1655

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

Fund details & source

Fund ID: 805-2880650132
Reported beneficial owners: 1
Minimum commitment: $50K

Form ADV 1661313 · Jul 29, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HARBORWALK RISK PARITY DELTA RHO Q V20 FUND L.P.Hedge Fund · Last reported Dec 4, 2023$97.2MGross asset value

Form D fundraising filings

HarborWalk Risk Parity Delta Rho Q V20 Fund, L.P.

Fund administrator SEI GLOBAL SERVICES INC OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG COLUMBUS, Ohio, United States

Custodian CITIBANK, N.A. NEW YORK CITY, New York, United States Related to adviser: No

Marketer BNY MELLON SECURITIES CORPORATION NEW YORK CITY, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 185

CITIBANK, N.A.
LEI E570DZWZ7FF32TWEFA76

BNY MELLON SECURITIES CORPORATION
CRD 231 · SEC 801-54739

Fund details & source

Fund ID: 805-6917179649
Reported beneficial owners: 16
Minimum commitment: $10M
Form D file number: 021-263035

Form ADV 1799082 · Dec 4, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 29, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

ONE BOSTON PLACE, 201 WASHINGTON STREET
BOSTON, MA, 02108-4408, United States

CRD 312937

Filing source

Form ADV 2109166 · May 29, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.