Form D · Private Equity Fund

Salient Risk Parity Delta RHO Q V10 Fund, L.P.

Houston, TX · CIK 0001672989

Offering snapshot reported Jun 14, 2018 · SEC filing

Reported sold: $70M
Investors reported: 3
Minimum accepted: $10M
First sale: May 2, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$50,010,000 → $70,030,000
Reported investors2 → 3

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 14, 2018	Amendment	$70,030,000	$20,020,000vs Jun 13, 2017	3	SEC filing
Jun 13, 2017	Amendment	$50,010,000	$10,000vs May 12, 2016	2	SEC filing
May 12, 2016	Initial	$50,000,000	No comparison	1	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b
Duration over one year: Yes
Business combination: No

Sales commissions: $102K (estimated)
Finders' fees: $0
Form D file number: 021-263033

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Blair Batson	5774604	Salient Capital, L.P. · CRD 147912

Source: Form D, filed Jun 14, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARBORWALK RISK PARITY DELTA RHO Q V10 FUND, L.P.

Investment adviser: MELLON INVESTMENTS CORPORATION

Gross asset value: $10.4K
Beneficial owners: 2
ADV minimum commitment: $10M

Reported in Form ADV on Dec 5, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. IRVING, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG COLUMBUS, Ohio, United States

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Marketer BNY MELLON SECURITIES CORPORATION NEW YORK CITY, New York, United States Related to adviser: Yes

Marketer HIGHTOWER SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 185

CITIBANK, N.A.
LEI E570DZWZ7FF32TWEFA76

BNY MELLON SECURITIES CORPORATION
CRD 231 · SEC 801-54739

HIGHTOWER SECURITIES, LLC
CRD 116681 · SEC 8-53560

Filing source

Form ADV 1360431 · Dec 5, 2019 · Schedule D 7.B.(1), fund 805-8339766880

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Christopher Arnold	Executive
Paul Bachtold	Executive
John A. Blaisdell	Executive
Roberto Croce	Executive
Jonathan De Priest	Executive
William R. Guinn	Executive
Robert Naka	Executive
Lee G. Partridge	Executive
John Price	Executive
Jeremy L. Radcliffe	Executive
N/A Salient Capital Management, Llc	Executive
N/A Salient Liquid Alts Gp, Llc	Executive
N/A Salient Liquid Alts Gp, Lp	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

4265 San Felipe 8 Th Floor
Houston, TX, 77027