Form D · Hedge Fund

SAGUENAY EQUITY FUND LLC

Purchase, NY · CIK 0001442915

Offering snapshot reported Dec 13, 2013 · SEC filing

Reported sold
$31.5M
Indefinite offering
Investors reported
6
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jul 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$15.8M$31.5MAug 11, 2008Jan 26, 2010: $25,483,000.00Jan 26, 2010Jan 24, 2011: $31,313,000.00Jan 24, 2011Dec 14, 2011: $31,513,000.00Dec 14, 2012: $31,513,000.00Dec 14, 2012Dec 13, 2013: $31,513,000.00Dec 13, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 13, 2013Amendment$31,513,000No comparison6SEC filing
Dec 14, 2012Amendment$31,513,000No comparison6SEC filing
Dec 14, 2011Amendment$31,513,000No comparison6SEC filing
Jan 24, 2011Amendment$31,313,000$5,830,000vs Jan 26, 20105SEC filing
Jan 26, 2010Amendment$25,483,000No comparison4SEC filing
Aug 11, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-121392

Source: Form D, filed Dec 13, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SAGUENAY EQUITY FUND LLC

Investment adviser: SAGUENAY STRATHMORE CAPITAL, LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$0

Reported in Form ADV on Aug 1, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator DUNDEE LEEDS MANAGEMENT SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS & COMPANY, P.C. ROSELAND, New Jersey, United States
Custodian THE DUNDEE BANK GRAND CAYMAN, Cayman Islands Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 837625 · Aug 1, 2014 · Schedule D 7.B.(1), fund 805-5645245490

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lucien D. Burnett Iii Executive
David S.C. Dobell Executive
Stephen J. Harper Executive
John L. Murphy Executive
Emlyn A. Palmer Executive
Brian E. Walsh Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Two Manhattanville Road Suite 403
Purchase, NY, 10577