Investment adviser · CRD 138694

SAGUENAY STRATHMORE CAPITAL, LLC

Investment adviser filing (IA)

STAMFORD, CT, United States · Form ADV filed Jun 12, 2015

Regulatory AUM
$1.11B
Form ADV · Item 5.F
Client accounts
18
Accounts, not individual clients
Employees
13
Reported in this filing
Advisory professionals
6
Investment advisory functions

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SAGUENAY OFFSHORE FUND, LTD.Hedge Fund · Last reported Jun 12, 2015$262MGross asset value
Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG ROSELAND, New York, United States
Custodian CITCO GLOBAL CUSTODY (N.A.) N.V. WILLEMSTAD, Netherlands Antilles Related to adviser: No
Marketer SAGUENAY STRATHMORE CAPITAL INC. TORONTO, Canada Related to adviser: Yes
Marketer SAGUENAY STRATHMORE CAPITAL LLP LONDON, United Kingdom Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes
Fund details & source
Fund ID
805-9802490415
Reported beneficial owners
58
Minimum commitment
$1M
Form D file number
021-77916

Form ADV 928493 · Jun 12, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SSC CREDIT OPPORTUNITIES II FUND LPHedge Fund · Last reported Jun 12, 2015$28.7MGross asset value
Fund administrator UBS FUND SERVICES (CAYMAN) LTD GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG ROSELAND, New Jersey, United States
Custodian UBS FUND SERVICES (CAYMAN) LTD GRAND CAYMAN, Cayman Islands Related to adviser: No
Marketer SAGUENAY STRATHMORE CAPITAL INC. TORONTO, Canada Related to adviser: Yes
Marketer SAGUENAY STRATHMORE CAPITAL LLP LONDON, United Kingdom Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes
Fund details & source
Fund ID
805-8888870583
Reported beneficial owners
69
Minimum commitment
$500K

Form ADV 928493 · Jun 12, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SSC CREDIT OPPORTUNITIES FUND LTD.Hedge Fund · Last reported Jun 12, 2015$23.5MGross asset value

Form D fundraising filings

SSC Credit Opportunities Fund Ltd.

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG ROSELAND, New Jersey, United States
Custodian CITCO GLOBAL CUSTODY (NA) NV WILLEMSTAD, Netherlands Antilles Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5482067080
Reported beneficial owners
39
Minimum commitment
$1M
Form D file number
021-182094

Form ADV 928493 · Jun 12, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SAGUENAY FUND II, LLCOther Private Fund · Last reported Jun 12, 2015$2.58MGross asset value

Form D fundraising filings

SAGUENAY FUND II LLC

Fund administrator DUNDEE LEEDS MANAGEMENT SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG ROSELAND, New Jersey, United States
Custodian THE DUNDEE BANK GRAND CAYMAN, Cayman Islands Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2722284566
Reported beneficial owners
15
Minimum commitment
$1M
Form D file number
021-82750

Form ADV 928493 · Jun 12, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SSC CREDIT OPPORTUNITIES II MASTER FUND LPHedge Fund · Last reported Jun 12, 2015$0Gross asset value
Fund administrator UBS FUND SERVICES (CAYMAN) LTD GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG ROSELAND, New Jersey, United States
Custodian UBS FUND SERVICES (CAYMAN) LTD GRAND CAYMAN, Cayman Islands Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5842585578
Reported beneficial owners
0
Minimum commitment
$500K

Form ADV 928493 · Jun 12, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SAGUENAY EQUITY FUND LLCOther Private Fund · Last reported Aug 1, 2014$0Gross asset value

Form D fundraising filings

SAGUENAY EQUITY FUND LLC

Feeder funds

Fund administrator DUNDEE LEEDS MANAGEMENT SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS & COMPANY, P.C. ROSELAND, New Jersey, United States
Custodian THE DUNDEE BANK GRAND CAYMAN, Cayman Islands Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5645245490
Reported beneficial owners
0
Minimum commitment
$0
Form D file number
021-121392

Form ADV 837625 · Aug 1, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 12, 2015. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

750 WASHINGTON BLVD., FL. 10
STAMFORD, CT, 06901, United States

CRD 138694

Filing source

Form ADV 928493 · Jun 12, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.