Form D · Hedge Fund

SADDLE PEAK INVESTMENTS, LP

Santa Monica, CA · CIK 0001355052

Offering snapshot reported Feb 10, 2017 · SEC filing

Reported sold
$24.3M
Indefinite offering
Investors reported
5
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jan 3, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$12.2M$24.3MFeb 21, 2006Mar 9, 2012: $23,100,000.00Mar 1, 2013: $24,300,000.00Feb 12, 2014: $24,300,000.00Feb 13, 2015: $24,300,000.00Feb 10, 2016: $24,300,000.00Feb 10, 2017: $24,300,000.00Feb 10, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 10, 2017Amendment$24,300,000$0vs Feb 10, 20165SEC filing
Feb 10, 2016Amendment$24,300,000$0vs Feb 13, 20155SEC filing
Feb 13, 2015Amendment$24,300,000$0vs Feb 12, 20145SEC filing
Feb 12, 2014Amendment$24,300,000$0vs Mar 1, 20135SEC filing
Mar 1, 2013Amendment$24,300,000$1,200,000vs Mar 9, 20125SEC filing
Mar 9, 2012Amendment$23,100,000No comparison5SEC filing
Feb 21, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-86746
The reported amount sold and number of investors represents contributions by all investors in the fund since inception. The current assets under management and current number of investors may be significantly different.

Source: Form D, filed Feb 10, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SADDLE PEAK INVESTMENTS, LP

Investment adviser: SADDLE PEAK ASSET MANAGEMENT, LLC

Gross asset value
$28.9M
Beneficial owners
2
ADV minimum commitment
$1M

Reported in Form ADV on May 31, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BGT CONSULTING, LLP CALABASAS, California, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP GREENWOOD VILLAGE, Colorado, United States
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BARCLAYS CAPITAL INC.
SEC 8-41342

GOLDMAN, SACHS & CO.
SEC 8-129

Filing source

Form ADV 649426 · May 31, 2012 · Schedule D 7.B.(1), fund 805-6976243984

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Douglas Wharton Grey Promoter
Saddle Peak Asset Management Llc Executive
Saddle Peak Asset Management, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1299 Ocean Ave Suite 313
Santa Monica, CA, 90401