Investment adviser · CRD 137341

SADDLE PEAK ASSET MANAGEMENT, LLC

Investment adviser filing (IA)

SANTA MONICA, CA, United States · Form ADV filed May 31, 2012

Regulatory AUM
$31.6M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SADDLE PEAK INVESTMENTS, LPHedge Fund · Last reported May 31, 2012$28.9MGross asset value

Form D fundraising filings

SADDLE PEAK INVESTMENTS, LP

Fund administrator BGT CONSULTING, LLP CALABASAS, California, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP GREENWOOD VILLAGE, Colorado, United States
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BARCLAYS CAPITAL INC.
SEC 8-41342

GOLDMAN, SACHS & CO.
SEC 8-129

Fund details & source
Fund ID
805-6976243984
Reported beneficial owners
2
Minimum commitment
$1M
Form D file number
021-86746

Form ADV 649426 · May 31, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 31, 2012. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

1299 OCEAN AVENUE, SUITE 313
SANTA MONICA, CA, 90401, United States

CRD 137341

Filing source

Form ADV 649426 · May 31, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.