Form D · Hedge Fund

Sprott Privet Fund, LLC

Toronto, Ontario, Z4 · CIK 0001538119

Offering snapshot reported Apr 12, 2018 · SEC filing

Reported sold
$1M
Indefinite offering
Investors reported
41
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$500K$1MJan 24, 2012: $1,000,000.00Jan 24, 2012Mar 16, 2012: $1,000,000.00Mar 18, 2013: $1,000,000.00Mar 18, 2014: $1,000,000.00Apr 8, 2016: $1,000,000.00Apr 12, 2017: $1,000,000.00Apr 12, 2018: $1,000,000.00Apr 12, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Minimum accepted$500,000 → $0

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 12, 2018Amendment$1,000,000$0vs Apr 12, 201741SEC filing
Apr 12, 2017Amendment$1,000,000$0vs Apr 8, 201641SEC filing
Apr 8, 2016Amendment$1,000,000$0vs Mar 18, 201441SEC filing
Mar 18, 2014Amendment$1,000,000$0vs Mar 18, 201341SEC filing
Mar 18, 2013Amendment$1,000,000$0vs Mar 16, 201241SEC filing
Mar 16, 2012Amendment$1,000,000$0vs Jan 24, 201241SEC filing
Jan 24, 2012Initial$1,000,000No comparison41SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-172344

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
STIFEL, NICOLAUS & CO., INC.793

Source: Form D, filed Apr 12, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SPROTT PRIVET FUND LLC

Investment adviser: SPROTT ASSET MANAGEMENT LP

Gross asset value
$32.4M
Beneficial owners
31
ADV minimum commitment
$500K

Reported in Form ADV on Mar 30, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.) LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Prime broker STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

Filing source

Form ADV 1203010 · Mar 30, 2018 · Schedule D 7.B.(1), fund 805-1586041278

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ahsan Ahmed Director
John Ciampaglia Director
John E. Denneen Executive
John D. Diederich Executive
Jack E. Fockler, Jr. Executive
W. Whitney George Executive
Daniel S. Madden Executive
Kirstin Mc Taggart Director
Daniel A. O'byrne Executive
Charles M. Royce Executive
Samgenpar, Ltd. Executive
Sprott Asset Management L.P. Executive
John Wilson Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Royal Bank Plaza, South Tower 200 Bay Street, Suite 2600
Toronto, Ontario, Z4, M5J 2J1