Form D · Hedge Fund

SPROTT PRIVET FUND, L.P.

Toronto, Ontario, Z4 · CIK 0001125142

Offering snapshot reported Apr 12, 2018 · SEC filing

Reported sold: $116M
Investors reported: 137
Minimum accepted: $0
First sale: Jul 1, 2000

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$112,033,705 → $115,533,705
Reported investors135 → 137
Minimum accepted$125,000 → $0

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 12, 2018	Amendment	$115,533,705	$3,500,000vs Apr 12, 2017	137	SEC filing
Apr 12, 2017	Amendment	$112,033,705	$0vs Apr 8, 2016	135	SEC filing
Apr 8, 2016	Amendment	$112,033,705	$0vs Mar 18, 2014	135	SEC filing
Mar 18, 2014	Amendment	$112,033,705	$0vs Mar 18, 2013	135	SEC filing
Mar 18, 2014	Amendment	$112,033,705	$0vs Mar 18, 2014	135	SEC filing
Mar 18, 2013	Amendment	$112,033,705	$200,000vs Mar 16, 2012	135	SEC filing
Mar 16, 2012	Amendment	$111,833,705	$8,525,000vs Mar 16, 2011	135	SEC filing
Mar 16, 2011	Amendment	$103,308,705	$5,724,015vs Mar 16, 2010	122	SEC filing
Mar 16, 2010	Amendment	$97,584,690	No comparison	118	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-129730

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
STIFEL, NICOLAUS & CO., INC.	793

Source: Form D, filed Apr 12, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SPROTT PRIVET FUND L.P.

Investment adviser: SPROTT ASSET MANAGEMENT LP

Gross asset value: $17M
Beneficial owners: 21
ADV minimum commitment: $500K

Reported in Form ADV on Mar 30, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.) LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Prime broker STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Filing source

Form ADV 1203010 · Mar 30, 2018 · Schedule D 7.B.(1), fund 805-3854501554

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Ahsan Ahmed	Executive
John Ciampaglia	Executive
John E. Denneen	Executive
John D. Diederich	Executive
Jack E. Fockler, Jr.	Executive
W. Whitney George	Executive
Daniel S. Madden	Executive
Michael A. Mc Allister	Executive
Kirstin Mc Taggart	Executive
Daniel A. O'byrne	Executive
Charles M. Royce	Executive
Samgenpar, Ltd.	Executive
Sprott Asset Management L.P.	Executive
John Wilson	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Royal Bank Plaza, South Tower 200 Bay Street, Suite 2600
Toronto, Ontario, Z4, M5J 2J1