Form D · Hedge Fund

ROW Currency Fund, LLC

Newport Beach, CA · CIK 0001581006

Offering snapshot reported Jul 14, 2016 · SEC filing

Reported sold
$90.1M
Indefinite offering
Investors reported
9
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$45M$90.1MJul 10, 2013: $16,399,985.00Jul 10, 2013Jul 28, 2014: $18,504,985.00Jul 28, 2014Jul 16, 2015: $20,179,985.00Jul 16, 2015Jul 14, 2016: $90,099,985.00Jul 14, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$20,179,985 → $90,099,985

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 14, 2016Amendment$90,099,985$69,920,000vs Jul 16, 20159SEC filing
Jul 16, 2015Amendment$20,179,985$1,675,000vs Jul 28, 20149SEC filing
Jul 28, 2014Amendment$18,504,985$2,105,000vs Jul 10, 20139SEC filing
Jul 10, 2013Initial$16,399,985No comparison9SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-199330
Limited Liability Company Interests

Source: Form D, filed Jul 14, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROW CURRENCY FUND LLC

Investment adviser: ROW ASSET MANAGEMENT, LLC

Gross asset value
$12.9M
Beneficial owners
6
ADV minimum commitment
$1M

Reported in Form ADV on Mar 29, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator FUNDADMINISTRATION, INC. RONKONKOMA, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LOS ANGELES, California, United States
Custodian FIRST REPUBLIC INVESTMENT MANAGEMENT NEW YORK, New York, United States Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer HEDGE HARBOR INC. NEWPORT BEACH, California, United States Related to adviser: No
Marketer PULSE CAPITAL PARTNERS, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker FIRST REPUBLIC INVESTMENT MANAGEMENT NEW YORK, New York, United States
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

UBS SECURITIES LLC
SEC 8-22651

HEDGE HARBOR INC.
CRD 44324 · SEC 8-50629

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 987734 · Mar 29, 2016 · Schedule D 7.B.(1), fund 805-4221781672

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ryan O'grady Executive
N/A Row Asset Management, Llc Executive
Jeffrey Weiser Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
450 Newport Center Drive, Suite 420
Newport Beach, CA, 92660