Investment adviser · CRD 168336

ROW ASSET MANAGEMENT, LLC

Investment adviser filing (IA)

NEWPORT BEACH, CA, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $2.55B
Client accounts: 14
Employees: 20
Advisory professionals: 10

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	12	$2,330,351,998	91.4%
Corporations & businesses	2	$218,467,120	8.6%

Filing source

Form ADV 2067081 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ROW DIVERSIFIED FUND, LPHedge Fund · Last reported Mar 31, 2026$920MGross asset value

Form D fundraising filings

ROW Diversified Fund, L.P.

Feeder funds

ROW DIVERSIFIED OFFSHORE FUND, LTD

Fund administrator SS&C TECHNOLOGIES EDINA, Minnesota, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG SHORT HILLS, New Jersey, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 185

GOLDMAN SACHS & CO. LLC
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-5806328614
Reported beneficial owners: 82
Minimum commitment: $1M
Form D file number: 021-199331
Form D file number: 021-267098

Form ADV 2067081 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROW DIVERSIFIED 2X FUND, LPHedge Fund · Last reported Mar 31, 2026$703MGross asset value

Form D fundraising filings

ROW Diversified 2X Fund, L.P.

Feeder funds

ROW DIVERSIFIED 2X OFFSHORE FUND, LTD.

Fund administrator SS&C TECHNOLOGIES EDINA, Minnesota, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG SHORT HILLS, New Jersey, United States

Custodian ADM INVESTOR SERVICES CHICAGO, Illinois, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 185

GOLDMAN SACHS & CO. LLC
SEC 8-129

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-8086306122
Reported beneficial owners: 48
Minimum commitment: $1M
Form D file number: 021-267341
Form D file number: 021-267342

Form ADV 2067081 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROW RV FUND, LPHedge Fund · Last reported Mar 31, 2026$9.52MGross asset value

Form D fundraising filings

ROW RV Fund, L.P.

Fund administrator SS&C TECHNOLOGIES EDINA, Minnesota, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG SHORT HILLS, New Jersey, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 185

GOLDMAN SACHS & CO. LLC
SEC 8-129

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-7887335607
Reported beneficial owners: 2
Minimum commitment: $1M
Form D file number: 021-313452

Form ADV 2067081 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GALAXY PLUS FUND - ROW ASSET MANAGEMENT MASTER FUND (502)Other Private Fund · Last reported Mar 31, 2026$1.32MGross asset value

Feeder funds

GALAXY PLUS FUND - ROW ASSET MANAGEMENT FEEDER FUND (502)

Fund administrator FORMIDIUM CORP DOWNERS GROVE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP DENVER, Colorado, United States

Custodian ADM INVESTOR SERVICES CHICAGO, Illinois, United States Related to adviser: No

Custodian FIRST NATIONAL BANK OF OMAHA OMAHA, Nebraska, United States Related to adviser: No

Marketer NEW HYDE PARK ALTERNATIVE FUNDS LLC WHEATON, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM US LLP
PCAOB 49

Fund details & source

Fund ID: 805-2802529036
Reported beneficial owners: 3
Minimum commitment: $50K
Form D file number: 021-306541
Form D file number: 021-306544

Form ADV 2067081 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROW CURRENCY FUND LLCHedge Fund · Last reported Mar 29, 2016$12.9MGross asset value

Form D fundraising filings

ROW Currency Fund, LLC

Fund administrator FUNDADMINISTRATION, INC. RONKONKOMA, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LOS ANGELES, California, United States

Custodian FIRST REPUBLIC INVESTMENT MANAGEMENT NEW YORK, New York, United States Related to adviser: No

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer HEDGE HARBOR INC. NEWPORT BEACH, California, United States Related to adviser: No

Marketer PULSE CAPITAL PARTNERS, LLC NEW YORK, New York, United States Related to adviser: No

Prime broker FIRST REPUBLIC INVESTMENT MANAGEMENT NEW YORK, New York, United States

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

UBS SECURITIES LLC
SEC 8-22651

HEDGE HARBOR INC.
CRD 44324 · SEC 8-50629

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-4221781672
Reported beneficial owners: 6
Minimum commitment: $1M
Form D file number: 021-199330

Form ADV 987734 · Mar 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

450 NEWPORT CENTER DRIVE, SUITE 420
NEWPORT BEACH, CA, 92660, United States

CRD 168336

Filing source

Form ADV 2067081 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.