Form D · Hedge Fund

Round Table Global Macro Fund, LP

Charlotte, NC · CIK 0001487764

Offering snapshot reported Apr 9, 2015 · SEC filing

Reported sold: $98.7M
Investors reported: 3
Minimum accepted: $0
First sale: Jan 1, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$97,658,642 → $98,658,642
Reported investors17 → 3

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 9, 2015	Amendment	$98,658,642	$1,000,000vs Apr 9, 2014	3	SEC filing
Apr 9, 2014	Amendment	$97,658,642	$10,658,642vs Apr 9, 2013	17	SEC filing
Apr 9, 2013	Amendment	$87,000,000	$23,613,334vs Apr 9, 2012	16	SEC filing
Apr 9, 2012	Amendment	$63,386,666	-$11,246,962vs Apr 7, 2011	14	SEC filing
Apr 7, 2011	Amendment	$74,633,628	$70,799,733vs Apr 7, 2010	9	SEC filing
Apr 7, 2010	Initial	$3,833,895	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-140253

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Mischler Financial Group, Inc.	37818

Source: Form D, filed Apr 9, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROUND TABLE GLOBAL MACRO FUND, LP

Investment adviser: ROUND TABLE INVESTMENT MANAGEMENT COMPANY, LP

Gross asset value: $5.91M
Beneficial owners: 3
ADV minimum commitment: $1M

Reported in Form ADV on Dec 4, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (SAN FRANCISCO) INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE SAN FRANCISCO, California, United States

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Marketer MISCHLER FINANCIAL GROUP, INC. CORONA DEL MAR, California, United States Related to adviser: No

Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

J.P. MORGAN CLEARING CORP.
SEC 8-43724

MISCHLER FINANCIAL GROUP, INC.
CRD 37818 · SEC 8-48067

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 850153 · Dec 4, 2014 · Schedule D 7.B.(1), fund 805-5924870346

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Ian G. Banwell	Executive
Round Table Investment Fund Gp, Llc Round Table Investment Fund Gp, Llc	Executive
Round Table Investment Fund Gp, Llc	Executive
Round Table Investment Management Company, Lp	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Round Table Investment Mgmt Co., Lp 214 North Tryon Street, Suite 3000
Charlotte, NC, 28202