Investment adviser · CRD 158513

ROUND TABLE INVESTMENT MANAGEMENT COMPANY, LP

Investment adviser filing (IA)

CHARLOTTE, NC, United States · Form ADV filed Jun 30, 2015

Regulatory AUM
$477M
Form ADV · Item 5.F
Client accounts
14
Accounts, not individual clients
Employees
14
Reported in this filing
Advisory professionals
7
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ROUND TABLE GLOBAL MACRO MASTER FUND, LTDHedge Fund · Last reported Jun 30, 2015$195MGross asset value

Feeder funds

Fund administrator CITCO CANADA INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE MCLEAN, Virginia, United States
Auditor DELOITTE GRAND CAYMAN, Cayman Islands
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian CITCO BANK AND TRUST COMPANY LIMITED GEORGE TOWN, GRAND CAYMAN, Cayman Islands Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Marketer MISCHLER FINANCIAL GROUP, INC. CORONA DEL MAR, California, United States Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

J.P. MORGAN CLEARING CORP.
SEC 8-43724

MISCHLER FINANCIAL GROUP, INC.
CRD 37818 · SEC 8-48067

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source
Fund ID
805-1018146577
Reported beneficial owners
2
Minimum commitment
$1M

Form ADV 929205 · Jun 30, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROUND TABLE INTEREST RATE MASTER FUND, LTDHedge Fund · Last reported Mar 26, 2015$96.6MGross asset value

Feeder funds

Fund administrator CITCO CANADA INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE MCLEAN, Virginia, United States
Auditor DELOITTE GRAND CAYMAN, Cayman Islands
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Marketer MISCHLER FINANCIAL GROUP, INC. CORONA DEL MAR, California, United States Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

J.P. MORGAN CLEARING CORP.
SEC 8-43724

MISCHLER FINANCIAL GROUP, INC.
CRD 37818 · SEC 8-48067

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source
Fund ID
805-2319608664
Reported beneficial owners
2
Minimum commitment
$1M

Form ADV 879011 · Mar 26, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 30, 2015. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

214 NORTH TRYON STREET, SUITE 3000
CHARLOTTE, NC, 28202, United States

CRD 158513

Filing source

Form ADV 929205 · Jun 30, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.