Form D · Private Equity Fund

Round Hill Music Royalty Fund LP

New York, NY · CIK 0001568003

Offering snapshot reported Jan 24, 2014 · SEC filing

Reported sold
$69.8M
Offering amount: $200M
Investors reported
19
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 14, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$34.9M$69.8MJan 29, 2013: $51,400,000.00Jan 29, 2013Jan 24, 2014: $69,750,000.00Jan 24, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$51,400,000 → $69,750,000
  • Reported investors11 → 19

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 24, 2014Amendment$69,750,000$18,350,000vs Jan 29, 201319SEC filing
Jan 29, 2013Initial$51,400,000No comparison11SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-190962
Includes amounts in respect of Issuer's parallel entities. The general partner of the Issuer reserves the right to offer a greater or lesser amount of limited partner interests.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
FPCG, LLC122341

Source: Form D, filed Jan 24, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROUND HILL MUSIC ROYALTY FUND LP

Investment adviser: ROUND HILL MUSIC LP

Gross asset value
$4.33M
Beneficial owners
51
ADV minimum commitment
$0

Reported in Form ADV on Mar 30, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ULTIMUS LEVERPOINT CLIFTON PARK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WITHUM SMITH & BROWN NEW YORK, New York, United States
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WITHUM SMITH & BROWN
PCAOB 100

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Filing source

Form ADV 1727845 · Mar 30, 2023 · Schedule D 7.B.(1), fund 805-7897265411

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joshua Gruss Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
400 Madison Ave, 18 Th Floor
New York, NY, 10017