Form D · Private Equity Fund

Round Hill Music Royalty Fund III LP

New York, NY · CIK 0001767993

Offering snapshot reported Feb 28, 2020 · SEC filing

Reported sold: $93.5M
Investors reported: 69
Minimum accepted: $0
First sale: Mar 4, 2019

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 69

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 28, 2020	Amendment	$93,490,000	No comparison	69	SEC filing
Mar 1, 2019	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-333875

Such fees, if any, will only be paid upon the sale of interests to certain investors and such amounts may not be finalized until completion of the offering.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
FocusPoint Private Capital Group	122341
Alvine Capital Management Limited	None

Source: Form D, filed Feb 28, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROUND HILL MUSIC ROYALTY FUND III LP

Investment adviser: ROUND HILL MUSIC LP

Gross asset value: $448M
Beneficial owners: 173
ADV minimum commitment: $5M

Reported in Form ADV on Aug 21, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ULTIMUS LEVERPOINT CLIFTON PARK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WITHUM SMITH & BROWN NEW YORK, New York, United States

Custodian CITY NATIONAL BANK NASHVILLE, Tennessee, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian LLOYDS BANK PLC LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WITHUM SMITH & BROWN
PCAOB 100

CITY NATIONAL BANK
LEI 593C3GZG957YOJPS2Z63

J.P. MORGAN SECURITIES LLC
SEC 8-35008

LLOYDS BANK PLC
LEI H7FNTJ4851HG0EXQ1Z70

Filing source

Form ADV 2125787 · Aug 21, 2026 · Schedule D 7.B.(1), fund 805-8913337187

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Round Hill Music Royalty Fund LP	Jan 24, 2014	$69,750,000	19
Round Hill Music Royalty Fund II LP	Jun 29, 2017	$193,100,000	26
Round Hill Music Royalty Fund III LP (this fund)	Feb 28, 2020	$93,490,000	69
Round Hill Music Royalty Fund IV LP	May 16, 2024	Yet to sell	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Shannon Farley	Executive, Promoter
Neil Gillis	Executive, Promoter
Joshua Gruss	Executive, Promoter
Michael Lau	Executive, Promoter
Richard Rowe	Executive, Promoter
Amanda Siconolfi	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

650 5 Th Avenue, Suite 1420
New York, NY, 10019