Form D · Hedge Fund

Rosenthal Income Strategies Fund, L.P.

Mishawaka, IN · CIK 0001700208

Offering snapshot reported Mar 23, 2022 · SEC filing

Reported sold
$8.2M
Indefinite offering
Investors reported
48
Form D · investor count
Minimum accepted
$75K
Reported outside-investor minimum
First sale
Apr 1, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.43M$8.86MJun 23, 2021: $8,860,947.00Jun 23, 2021Mar 23, 2022: $8,198,698.00Mar 23, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$8,860,947 → $8,198,698

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 23, 2022Amendment$8,198,698-$662,249vs Jun 23, 202148SEC filing
Jun 23, 2021Amendment$8,860,947No comparisonNot reportedSEC filing
Jun 11, 2020AmendmentYet to sellNo comparison54SEC filing
Jul 29, 2019AmendmentYet to sellNo comparison59SEC filing
Mar 27, 2018AmendmentYet to sellNo comparison41SEC filing
Mar 27, 2017InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-283347

Source: Form D, filed Mar 23, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROSENTHAL INCOME STRATEGIES FUND, L.P.

Investment adviser: ROSENTHAL | HENRY CAPITAL ADVISORS, INC.

Gross asset value
$8.2M
Beneficial owners
48
ADV minimum commitment
$75K

Reported in Form ADV on Mar 23, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GRYPHON GROUP BEACHWOOD, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WIPFLI LLP LINCOLNSHIRE, Illinois, United States
Custodian HOVDE GROUP, LLC INVERNESS, Illinois, United States Related to adviser: No
Custodian MORGAN STANLEY SMITH BARNEY LLC PURCHASE, New York, United States Related to adviser: No
Custodian PEOPLES BANK OF KANKAKEE COUNTY KANKAKEE, Illinois, United States Related to adviser: No
Custodian RAYMOND JAMES & ASSOCIATES, INC. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WIPFLI LLP
PCAOB 344

HOVDE GROUP, LLC
SEC 8-41597

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

Filing source

Form ADV 1629107 · Mar 23, 2022 · Schedule D 7.B.(1), fund 805-2642099507

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Charles Adams Henry Executive
John W. Rosenthal Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4220 Edison Lakes Parkway Suite 310
Mishawaka, IN, 46545