Investment adviser · CRD 158537

ROSENTHAL | HENRY CAPITAL ADVISORS, INC.

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

MISHAWAKA, IN, United States · Form ADV filed Mar 3, 2026

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

RPCA OPPORTUNISTIC FINANCIAL VENTURES L.P.Hedge Fund · Last reported Mar 3, 2026$49.2MGross asset value

Form D fundraising filings

RPCA Opportunistic Financial Ventures L.P.

Fund administrator GRYPHON GROUP BEACHWOOD, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States
Custodian HOVDE GROUP, LLC INVERNESS, Illinois, United States Related to adviser: No
Custodian LAKE CITY BANK WARSAW, Indiana, United States Related to adviser: No
Custodian MORGAN STANLEY SMITH BARNEY LLC PURCHASE, New York, United States Related to adviser: No
Custodian RAYMOND JAMES & ASSOCIATES, INC. ST. PETERSBURG, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES LLP
PCAOB 349

HOVDE GROUP, LLC
SEC 8-41597

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

Fund details & source
Fund ID
805-8967386984
Reported beneficial owners
75
Minimum commitment
$100K
Form D file number
021-176851

Form ADV 2062856 · Mar 3, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RPCA FINANCIAL VENTURES QP L.P.Hedge Fund · Last reported Mar 3, 2026$38.3MGross asset value

Form D fundraising filings

RPCA Financial Ventures QP L.P.

Fund administrator GRYPHON GROUP BEACHWOOD, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States
Custodian HOVDE GROUP, LLC INVERNESS, Illinois, United States Related to adviser: No
Custodian LAKE CITY BANK WARSAW, Indiana, United States Related to adviser: No
Custodian MORGAN STANLEY SMITH BARNEY LLC PURCHASE, New York, United States Related to adviser: No
Custodian RAYMOND JAMES & ASSOCIATES, INC. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES LLP
PCAOB 349

HOVDE GROUP, LLC
SEC 8-41597

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

Fund details & source
Fund ID
805-8478885598
Reported beneficial owners
74
Minimum commitment
$100K
Form D file number
021-276343

Form ADV 2062856 · Mar 3, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RPCA FINANCIAL VENTURES LPHedge Fund · Last reported Mar 3, 2026$27.4MGross asset value

Form D fundraising filings

RPCA Financial Ventures L.P.

Fund administrator GRYPHON GROUP BEACHWOOD, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States
Custodian HOVDE GROUP, LLC INVERNESS, Illinois, United States Related to adviser: No
Custodian LAKE CITY BANK WARSAW, Indiana, United States Related to adviser: No
Custodian MORGAN STANLEY SMITH BARNEY LLC PURCHASE, New York, United States Related to adviser: No
Custodian RAYMOND JAMES & ASSOCIATES, INC. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES LLP
PCAOB 349

HOVDE GROUP, LLC
SEC 8-41597

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

Fund details & source
Fund ID
805-4635430727
Reported beneficial owners
74
Minimum commitment
$100K
Form D file number
021-276347

Form ADV 2062856 · Mar 3, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROSENTHAL INCOME STRATEGIES FUND, L.P.Hedge Fund · Last reported Mar 23, 2022$8.2MGross asset value

Form D fundraising filings

Rosenthal Income Strategies Fund, L.P.

Fund administrator GRYPHON GROUP BEACHWOOD, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WIPFLI LLP LINCOLNSHIRE, Illinois, United States
Custodian HOVDE GROUP, LLC INVERNESS, Illinois, United States Related to adviser: No
Custodian MORGAN STANLEY SMITH BARNEY LLC PURCHASE, New York, United States Related to adviser: No
Custodian PEOPLES BANK OF KANKAKEE COUNTY KANKAKEE, Illinois, United States Related to adviser: No
Custodian RAYMOND JAMES & ASSOCIATES, INC. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WIPFLI LLP
PCAOB 344

HOVDE GROUP, LLC
SEC 8-41597

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

Fund details & source
Fund ID
805-2642099507
Reported beneficial owners
48
Minimum commitment
$75K
Form D file number
021-283347

Form ADV 1629107 · Mar 23, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROSENTHAL SPECIAL SITUATION FUND, L.P.Hedge Fund · Last reported Feb 14, 2020$765KGross asset value

Form D fundraising filings

Rosenthal Special Situation Fund, L.P.

Custodian ISSUER DIRECT CORPORATION RALEIGH, North Carolina, United States Related to adviser: No
Custodian PEOPLES BANK OF KANKAKEE COUNTY KANKAKEE, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-5590504965
Reported beneficial owners
4
Minimum commitment
$100K
Form D file number
021-353383

Form ADV 1379868 · Feb 14, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 3, 2026. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

4220 EDISON LAKES PARKWAY, SUITE 310
MISHAWAKA, IN, 46545, United States

CRD 158537

Filing source

Form ADV 2062856 · Mar 3, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.