Form D · Private Equity Fund

Rose Value-Add Office Retrofit Fund, L.P.

New York, NY · CIK 0001537327

Offering snapshot reported Dec 12, 2013 · SEC filing

Reported sold
$16.4M
Offering amount: $150M
Investors reported
24
Form D · investor count
Minimum accepted
$75K
Reported outside-investor minimum
First sale
Dec 23, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8.2M$16.4MDec 15, 2011Dec 13, 2012: $10,250,000.00Dec 13, 2012Dec 12, 2013: $16,400,000.00Dec 12, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$10,250,000 → $16,400,000
  • Reported investors9 → 24
  • Minimum accepted$125,000 → $75,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 12, 2013Amendment$16,400,000$6,150,000vs Dec 13, 201224SEC filing
Dec 13, 2012Amendment$10,250,000No comparison9SEC filing
Dec 15, 2011InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$50K
Finders' fees
$0
Form D file number
021-170143

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
EdgeLine Capital152774

Source: Form D, filed Dec 12, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROSE VALUE-ADD OFFICE RETROFIT FUND, L.P.

Investment adviser: ROSE SMART GROWTH INVESTMENT ADVISORS, LLC

Gross asset value
$400K
Beneficial owners
45
ADV minimum commitment
$5M

Reported in Form ADV on Mar 28, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor COHNREZNICK LLP BALTIMORE, Maryland, United States
Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

COHNREZNICK LLP
PCAOB 596

JP MORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

Filing source

Form ADV 1285169 · Mar 28, 2019 · Schedule D 7.B.(1), fund 805-3970771872

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jonathan F.P. Rose Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
551 Fifth Avenue 23 Rd Floor
New York, NY, 10176