Investment adviser · CRD 161271

ROSE SMART GROWTH INVESTMENT ADVISORS, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 26, 2026

Regulatory AUM: $2B
Client accounts: 7
Employees: 50
Advisory professionals: 50

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	7	$2,001,105,424	100.0%

Filing source

Form ADV 2045610 · Mar 26, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

13 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ROSE AFFORDABLE HOUSING PRESERVATION FUND LLCReal Estate Fund · Last reported Mar 26, 2026$3.61MGross asset value

Form D fundraising filings

ROSE AFFORDABLE HOUSING PRESERVATION FUND LLC

Auditor COHNREZNICK LLP BALTIMORE, Maryland, United States

Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

COHNREZNICK LLP
PCAOB 596

JP MORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source

Fund ID: 805-8183361186
Reported beneficial owners: 2
Minimum commitment: $0
Form D file number: 021-222398

Form ADV 2045610 · Mar 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROSE AFFORDABLE HOUSING PRESERVATION FUND IV, L.P.Real Estate Fund · Last reported Mar 30, 2018$437MGross asset value

Form D fundraising filings

Rose Affordable Housing Preservation Fund IV, L.P.

Auditor COHNREZNICK LLP BALTIMORE, Maryland, United States

Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Marketer SHELTER ROCK CAPITAL ADVISORS LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

COHNREZNICK LLP
PCAOB 596

SHELTER ROCK CAPITAL ADVISORS LLC
CRD 156753 · SEC 8-68818

Fund details & source

Fund ID: 805-8514022228
Reported beneficial owners: 112
Minimum commitment: $1M
Form D file number: 021-264896

Form ADV 1190725 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROSE GREEN CITIES FUND LLCReal Estate Fund · Last reported Mar 28, 2019$10.2MGross asset value

Form D fundraising filings

Rose Green Cities Fund LLC

Auditor COHNREZNICK LLP BALTIMORE, Maryland, United States

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

COHNREZNICK LLP
PCAOB 596

CITIBANK, N.A.
LEI E570DZWZ7FF32TWEFA76

Fund details & source

Fund ID: 805-8858776170
Reported beneficial owners: 2
Minimum commitment: $0
Form D file number: 021-173989

Form ADV 1285169 · Mar 28, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROSE NEW JERSEY GREEN AFFORDABLE HOUSING PRESERVATION FUND LLCReal Estate Fund · Last reported Mar 26, 2020$7.59MGross asset value

Auditor PKF O'CONNOR DAVIES, A DIVISION OF O'CONNOR DAVIES, LLP HARRISON, New York, United States

Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

PKF O'CONNOR DAVIES, A DIVISION OF O'CONNOR DAVIES, LLP
PCAOB 127

JP MORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source

Fund ID: 805-4956785333
Reported beneficial owners: 2
Minimum commitment: $0

Form ADV 1390402 · Mar 26, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GRANADA CO-INVESTORS II, LLCReal Estate Fund · Last reported Mar 28, 2013$965KGross asset value

Form D fundraising filings

Granada Co-Investors II, LLC

Auditor COHNREZNICK LLP BALTIMORE, Maryland, United States

Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-5019407525
Reported beneficial owners: 2
Minimum commitment: $0
Form D file number: 021-154558

Form ADV 696857 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROSE SMART GROWTH INVESTMENT FUND I, L.P.Real Estate Fund · Last reported Dec 19, 2022$886KGross asset value

Auditor PKF O'CONNOR DAVIES, A DIVISION OF O'CONNOR DAVIES, LLP HARRISON, New York, United States

Custodian CITIBANK, N.A STAMFORD, New York, United States Related to adviser: No

Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

PKF O'CONNOR DAVIES, A DIVISION OF O'CONNOR DAVIES, LLP
PCAOB 127

CITIBANK, N.A
LEI E570DZWZ7FF32TWEFA76

JP MORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source

Fund ID: 805-7597936139
Reported beneficial owners: 52
Minimum commitment: $1M
Form D file number: 021-82478

Form ADV 1694581 · Dec 19, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROSE VALUE-ADD OFFICE RETROFIT FUND, L.P.Real Estate Fund · Last reported Mar 28, 2019$400KGross asset value

Form D fundraising filings

Rose Value-Add Office Retrofit Fund, L.P.

Auditor COHNREZNICK LLP BALTIMORE, Maryland, United States

Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

COHNREZNICK LLP
PCAOB 596

JP MORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source

Fund ID: 805-3970771872
Reported beneficial owners: 45
Minimum commitment: $5M
Form D file number: 021-170143

Form ADV 1285169 · Mar 28, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 26, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

551 FIFTH AVENUE, 23RD FLOOR
NEW YORK, NY, 10176, United States

CRD 161271

Filing source

Form ADV 2045610 · Mar 26, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.