Form D · Hedge Fund

ROI Partners, L. P.

Greenbrae, CA · CIK 0000882871

Offering snapshot reported Nov 23, 2010 · SEC filing

Reported sold
$54M
Indefinite offering
Investors reported
32
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jan 15, 1993
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 23, 2010Initial$54,000,000No comparison32SEC filing
Mar 19, 2009Initial$15,150,000No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-150951

Source: Form D, filed Nov 23, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROI PARTNERS, LP

Investment adviser: ROI CAPITAL MANAGEMENT, INC

Gross asset value
$31.7M
Beneficial owners
30
ADV minimum commitment
$1M

Reported in Form ADV on Apr 13, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator JD CLARK & CO. OGDEN, Utah, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor EIDEBAILLY LLP SALT LAKE CITY, Utah, United States
Custodian J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. NEW YORK, New York, United States Related to adviser: No
Prime broker WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
SEC 8-52182

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Filing source

Form ADV 909067 · Apr 13, 2015 · Schedule D 7.B.(1), fund 805-4394513893

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mark Thomas Boyer Promoter
N/A Roi Capital Management, Inc. Executive
Mitchell Joseph Soboleski Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
300 Drakes Landing Road Suite 175
Greenbrae, CA, 94904