Investment adviser · CRD 159819

ROI CAPITAL MANAGEMENT

Investment adviser filing (IA)

ROI CAPITAL MANAGEMENT, INC

GREENBRAE, CA, United States · Form ADV filed Mar 30, 2016

Regulatory AUM
$25.8M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients
Employees
2
Reported in this filing
Advisory professionals
1
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ROI PARTNERS, LPHedge Fund · Last reported Apr 13, 2015$31.7MGross asset value

Form D fundraising filings

ROI Partners, L. P.

Fund administrator JD CLARK & CO. OGDEN, Utah, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor EIDEBAILLY LLP SALT LAKE CITY, Utah, United States
Custodian J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. NEW YORK, New York, United States Related to adviser: No
Prime broker WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
SEC 8-52182

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Fund details & source
Fund ID
805-4394513893
Reported beneficial owners
30
Minimum commitment
$1M
Form D file number
021-150951

Form ADV 909067 · Apr 13, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROI & LANE, LPHedge Fund · Last reported Apr 13, 2015$0Gross asset value
Auditor PKF O'CONNOR DAVIES, CPA NEW YORK, New York, United States
Custodian J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. NEW YORK, New York, United States Related to adviser: No
Prime broker WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
SEC 8-52182

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Fund details & source
Fund ID
805-1471997561
Reported beneficial owners
0
Minimum commitment
$0

Form ADV 909067 · Apr 13, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2016. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

300 DRAKES LANDING RD, STE 175
GREENBRAE, CA, 94904, United States

CRD 159819

Filing source

Form ADV 1004166 · Mar 30, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.