Form D · Hedge Fund

ROCKWOOD PARTNERS LP

Greenwich, CT · CIK 0001459577

Offering snapshot reported Mar 13, 2013 · SEC filing

Reported sold
$124M
Indefinite offering
Investors reported
19
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Aug 1, 1994
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$62.1M$124MMar 16, 2010: $95,839,313.00Mar 16, 2010Mar 11, 2011: $95,839,313.00Mar 11, 2011Mar 13, 2012: $124,166,948.00Mar 13, 2012Mar 13, 2013: $124,166,948.00Mar 13, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 13, 2013Amendment$124,166,948$0vs Mar 13, 201219SEC filing
Mar 13, 2012Amendment$124,166,948$28,327,635vs Mar 11, 201119SEC filing
Mar 11, 2011Amendment$95,839,313$0vs Mar 16, 201016SEC filing
Mar 16, 2010Initial$95,839,313No comparison16SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-128697

Source: Form D, filed Mar 13, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROCKWOOD PARTNERS, L.P.

Investment adviser: ROCKWOOD INVESTMENT MANAGEMENT, INC.

Gross asset value
$121M
Beneficial owners
6
ADV minimum commitment
$1M

Reported in Form ADV on Jan 2, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BACK OFFICE SERVICES GROUP HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor J.H. COHN LLP ROSELAND, New Jersey, United States
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

J.P. MORGAN CLEARING CORP.
SEC 8-43724

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 773366 · Jan 2, 2014 · Schedule D 7.B.(1), fund 805-5706398177

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jay Buck Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Rockwood Asset Management Inc 35 Mason Street, Fourth Floor
Greenwich, CT, 06830