Investment adviser · CRD 161521

ROCKWOOD INVESTMENT MANAGEMENT, INC.

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

GREENWICH, CT, United States · Form ADV filed Jan 2, 2014

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ROCKWOOD PARTNERS, L.P.Hedge Fund · Last reported Jan 2, 2014$121MGross asset value

Form D fundraising filings

ROCKWOOD PARTNERS LP

Fund administrator BACK OFFICE SERVICES GROUP HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor J.H. COHN LLP ROSELAND, New Jersey, United States
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

J.P. MORGAN CLEARING CORP.
SEC 8-43724

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source
Fund ID
805-5706398177
Reported beneficial owners
6
Minimum commitment
$1M
Form D file number
021-128697

Form ADV 773366 · Jan 2, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jan 2, 2014. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

35 MASON STREET, 4TH FLOOR
GREENWICH, CT, 06830, United States

CRD 161521

Filing source

Form ADV 773366 · Jan 2, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.