Form D · Investing

Rockline III, LLC

Kansas City, MO · CIK 0001497278

Offering snapshot reported Jul 27, 2010 · SEC filing

Reported sold
Yet to sell
Indefinite offering
Investors reported
0
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 27, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Debt
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-145495

Source: Form D, filed Jul 27, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROCKLINE III LLC

Investment adviser: FRONTIER WEALTH MANAGEMENT, LLC

Gross asset value
$0
Beneficial owners
47
ADV minimum commitment
$25K

Reported in Form ADV on Jul 5, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor GOTTLIEB FLEKIER & CO. OVERLAND PARK, Kansas, United States
Custodian MISSOURI BANK AND TRUST KANSAS CITY, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 1027735 · Jul 5, 2016 · Schedule D 7.B.(1), fund 805-1609181500

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Nick Blasi Executive

Issuer details

Industry: Investing (See others in industry)

Address:
4435 Main Street Suite 1100
Kansas City, MO, 64111