Investment adviser · CRD 144344

FWM LEGACY, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

FRONTIER WEALTH MANAGEMENT, LLC

LEAWOOD, KS, United States · Form ADV filed Mar 31, 2026

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

16 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FRONTIER FIVE ELMS III LPPrivate Equity Fund · Last reported Mar 31, 2026$13.2MGross asset value

Form D fundraising filings

Frontier Five Elms III, LP

Custodian BOK FINANCIAL KANSAS CITY, Missouri, United States Related to adviser: No
Custodian CHARLES SCHWAB & CO., INC. SAN FRANCICSO, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

BOK FINANCIAL
LEI 5493008UZFTI4G7UQ733

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source
Fund ID
805-5630571830
Reported beneficial owners
73
Minimum commitment
$100K
Form D file number
021-280551

Form ADV 2086975 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FRONTIER FIVE ELMS II LPPrivate Equity Fund · Last reported Mar 31, 2026$9.32MGross asset value

Form D fundraising filings

Frontier Five Elms II, L.P.

Fund administrator CARTA INVESTOR SERVICES, INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP DENVER, Colorado, United States
Custodian BOK FINANCIAL KANSAS CITY, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

BOK FINANCIAL
LEI 5493008UZFTI4G7UQ733

Fund details & source
Fund ID
805-2015904135
Reported beneficial owners
99
Minimum commitment
$100K
Form D file number
021-167669

Form ADV 2086975 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

JONES CREDIT FACILITY FUND, LLCSecuritized Asset Fund · Last reported Mar 31, 2026$4.53MGross asset value

Form D fundraising filings

Jones Credit Facility Fund, LLC

Fund administrator LICCAR CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No
Custodian CROSSFIRST BANK KANSAS CITY, Missouri, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

CROSSFIRST BANK
LEI 5493005XMSZYL5SAEF41

Fund details & source
Fund ID
805-2109112689
Reported beneficial owners
79
Minimum commitment
$100K
Form D file number
021-393928

Form ADV 2086975 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FIVE ELMS EQUITY FUND I LPPrivate Equity Fund · Last reported Dec 11, 2014$45.9MGross asset value
Fund administrator FIVE ELMS CAPITAL MANAGEMENT PRAIRIE VILLAGE, Kansas, United States Investor statements: Some (provided to some but not all investors) Related to adviser: Yes
Auditor MILLER HAVILAND KETTER PC, PA WESTWOOD, Kansas, United States
Custodian MISSOURI BANK AND TRUST KANSAS CITY, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6450354912
Reported beneficial owners
99
Minimum commitment
$50K
Form D file number
021-111381

Form ADV 860457 · Dec 11, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FRONTIER PERMO FUND, LLCHedge Fund · Last reported Mar 30, 2018$45.3MGross asset value

Form D fundraising filings

Frontier Permo Fund, LLC

Fund administrator LICCAR CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BAKER TILLY VIRCHOW KRAUSE, LLP CHICAGO, Illinois, United States
Custodian CHARLES SCHWAB & CO., INC. SAN FRANCICSO, California, United States Related to adviser: No
Custodian MISSOURI BANK & TRUST KANSAS CITY, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BAKER TILLY VIRCHOW KRAUSE, LLP
PCAOB 23

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source
Fund ID
805-7261724492
Reported beneficial owners
172
Minimum commitment
$50K
Form D file number
021-256389

Form ADV 1177280 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

JONES CREDIT FACILITY FUND II, LLCSecuritized Asset Fund · Last reported Dec 5, 2022$30MGross asset value
Fund administrator LICCAR CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BAKER TILLY VIRCHOW KRAUSE LLP CHICAGO, Illinois, United States
Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No
Custodian CROSSFIRST BANK KANSAS CITY, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BAKER TILLY VIRCHOW KRAUSE LLP
PCAOB 23

CHARLES SCHWAB & CO., INC.
SEC 8-16514

CROSSFIRST BANK
LEI 5493005XMSZYL5SAEF41

Fund details & source
Fund ID
805-8031252909
Reported beneficial owners
0
Minimum commitment
$100K

Form ADV 1682943 · Dec 5, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TABLEROCK CANYON LLCReal Estate Fund · Last reported Dec 28, 2015$8.74MGross asset value

Form D fundraising filings

TABLE ROCK CANYON LLC

Fund administrator FRONTLINE DEVELOPMENT LLC KANSAS CITY, Missouri, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor GOTTLIEB FLEKIER & CO. OVERLAND PARK, Kansas, United States
Custodian ENTERPRISE BANK & TRUST KANSAS CITY, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2414344208
Reported beneficial owners
119
Minimum commitment
$100K
Form D file number
021-147000

Form ADV 964780 · Dec 28, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

4200 W. 115TH STREET, SUITE 210
LEAWOOD, KS, 66211, United States

CRD 144344

Filing source

Form ADV 2086975 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.