Form D · Investing

Rockline II, LLC

Kansas City, MO · CIK 0001464030

Offering snapshot reported May 13, 2009 · SEC filing

Reported sold
$150K
Indefinite offering
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Not reported
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 13, 2009Initial$150,000No comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-130909

Source: Form D, filed May 13, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROCKLINE II LLC

Investment adviser: FRONTIER WEALTH MANAGEMENT, LLC

Gross asset value
$207K
Beneficial owners
9
ADV minimum commitment
$25K

Reported in Form ADV on Aug 26, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor GOTTLIEB FLEKIER & CO. OVERLAND PARK, Kansas, United States
Custodian MISSOURI BANK AND TRUST KANSAS CITY, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 841176 · Aug 26, 2014 · Schedule D 7.B.(1), fund 805-4596526468

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Cory Lagerstrom Executive

Issuer details

Industry: Investing (See others in industry)

Address:
4520 Main Street Suite 1650
Kansas City, MO, 64112