Form D · Other Investment Fund
Rockefeller U.S. Small Capitalization Fund QP, L.P.
New York, NY · CIK 0001542575
Offering snapshot reported Jun 21, 2024 · SEC filing
- Reported sold
- $308M Indefinite offering
- Investors reported
- 174 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Feb 1, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$279,765,402 → $308,270,607
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 21, 2024 | Amendment | $308,270,607 | $28,505,205vs Jun 21, 2023 | 174 | SEC filing |
| Jun 21, 2023 | Amendment | $279,765,402 | $26,034,596vs Jun 21, 2022 | 174 | SEC filing |
| Jun 21, 2022 | Amendment | $253,730,806 | $7,602,984vs Jun 21, 2021 | 174 | SEC filing |
| Jun 21, 2021 | Amendment | $246,127,822 | $7,477,016vs Jun 19, 2020 | 173 | SEC filing |
| Jun 19, 2020 | Amendment | $238,650,806 | $3,763,000vs Jun 21, 2019 | 162 | SEC filing |
| Jun 21, 2019 | Amendment | $234,887,806 | $6,256,501vs Jun 22, 2018 | 162 | SEC filing |
| Jun 22, 2018 | Amendment | $228,631,305 | $11,606,967vs Jun 23, 2017 | 136 | SEC filing |
| Jun 23, 2017 | Amendment | $217,024,338 | $3,576,016vs Jun 23, 2016 | 136 | SEC filing |
| Jun 23, 2016 | Amendment | $213,448,322 | $107,085,544vs Jun 23, 2015 | 117 | SEC filing |
| Jun 23, 2015 | Amendment | $106,362,778 | $7,096,017vs Jun 23, 2014 | 113 | SEC filing |
| Jun 23, 2014 | Amendment | $99,266,761 | $11,321,489vs Feb 14, 2013 | 102 | SEC filing |
| Feb 14, 2013 | Amendment | $87,945,272 | $33,830,000vs Feb 17, 2012 | 77 | SEC filing |
| Feb 17, 2012 | Initial | $54,115,272 | No comparison | 50 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-173674
Source: Form D, filed Jun 21, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ROCKEFELLER US SMALL CAPITALIZATION FUND QP, L.P.
Investment adviser: ROCKEFELLER & CO. LLC
- Gross asset value
- $108K
- Beneficial owners
- 121
- ADV minimum commitment
- $100K
Reported in Form ADV on Dec 24, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE & TOUCHE LLP
PCAOB 34
THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30
Filing source
Form ADV 2035771 · Dec 24, 2025 · Schedule D 7.B.(1), fund 805-6182530922
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Timothy J. Mc Carthy | Executive |
| N/A Rockefeller & Co, Inc. | Executive, Promoter |
| N/A Rockefeller & Co. Llc | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10111