Investment adviser · CRD 294197

ROCKEFELLER CAPITAL MANAGEMENT

Investment adviser filing (IA)

ROCKEFELLER & CO. LLC

NEW YORK, NY, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $36.8B
Client accounts: 10,479
Employees: 602
Advisory professionals: 372

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	2,596	$21,051,220,017	57.3%
Pooled investment vehicles	47	$4,702,071,321	12.8%
Investment companies	12	$3,706,254,617	10.1%
Corporations & businesses	374	$2,990,512,270	8.1%
Charities	87	$2,280,278,319	6.2%
Individuals	3,335	$1,599,179,812	4.3%
Government entities	Fewer than 5	$184,731,965	0.5%
Retirement plans	34	$130,353,046	0.4%
Insurance companies	Fewer than 5	$119,496,830	0.3%

Filing source

Form ADV 2090366 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

VANTAGEROCK CAPITAL MASTER FUND LPHedge Fund · Last reported Mar 31, 2026$1.36BGross asset value

Feeder funds

VANTAGEROCK CAPITAL FUND LP
VANTAGEROCK CAPITAL OFFSHORE FUND LTD

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP STAMFORD, Connecticut, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer ROCKEFELLER CAPITAL MANAGEMENT NEW YORK, New York, United States Related to adviser: Yes

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE LLP
PCAOB 34

GOLDMAN SACHS & CO. LLC
SEC 8-129

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

MORGAN STANLEY & CO. LLC
SEC 8-15869

ROCKEFELLER CAPITAL MANAGEMENT
CRD 291361 · SEC 801-114033

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-9904697687
Reported beneficial owners: 1,038
Minimum commitment: $1M

Form ADV 2090366 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TITAN SPACE FUND LPPrivate Equity Fund · Last reported Mar 31, 2026$633MGross asset value

Form D fundraising filings

Titan Space Fund LP

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WITHUMSMITH+BROWN, PC NEW YORK, New York, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Marketer ROCKEFELLER CAPITAL MANAGEMENT NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

WITHUMSMITH+BROWN, PC
PCAOB 100

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

ROCKEFELLER CAPITAL MANAGEMENT
CRD 291361 · SEC 801-114033

Fund details & source

Fund ID: 805-9896756007
Reported beneficial owners: 308
Minimum commitment: $250K
Form D file number: 021-372980

Form ADV 2090366 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROCKEFELLER BALANCED FUND, LPOther Private Fund · Last reported Mar 31, 2026$244MGross asset value

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP STAMFORD, Connecticut, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Fund details & source

Fund ID: 805-3793990842
Reported beneficial owners: 43
Minimum commitment: $100K

Form ADV 2090366 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROCKEFELLER PRIVATE EQUITY SELECT OPPORTUNITIES FUND I-A LPPrivate Equity Fund · Last reported Mar 31, 2026$236MGross asset value

Form D fundraising filings

Rockefeller Private Equity Select Opportunities Fund I-A LP

Feeder funds

ROCKEFELLER PRIVATE EQUITY SELECT OPPORTUNITIES FUND LP I-B LP

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP STAMFORD, Connecticut, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Marketer ROCKEFELLER CAPITAL MANAGEMENT NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE LLP
PCAOB 34

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

ROCKEFELLER CAPITAL MANAGEMENT
CRD 291361 · SEC 801-114033

Fund details & source

Fund ID: 805-3725754158
Reported beneficial owners: 360
Minimum commitment: $5M
Form D file number: 021-557940

Form ADV 2090366 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LIBRA FOSSIL FUEL FREE FUND, LPOther Private Fund · Last reported Mar 31, 2026$200MGross asset value

Form D fundraising filings

Libra Fossil Fuel Free Fund, L.P.

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP STAMFORD, Connecticut, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Fund details & source

Fund ID: 805-5486035751
Reported beneficial owners: 55
Minimum commitment: $500K
Form D file number: 021-271468

Form ADV 2090366 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TITAN TECH PIONEERS LPPrivate Equity Fund · Last reported Mar 31, 2026$199MGross asset value

Form D fundraising filings

Titan Tech Pioneers LP

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WITHUMSMITH+BROWN, PC NEW YORK, New York, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Marketer ROCKEFELLER CAPITAL MANAGEMENT NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

WITHUMSMITH+BROWN, PC
PCAOB 100

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

ROCKEFELLER CAPITAL MANAGEMENT
CRD 291361 · SEC 801-114033

Fund details & source

Fund ID: 805-9702469799
Reported beneficial owners: 607
Minimum commitment: $250K
Form D file number: 021-548697

Form ADV 2090366 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROCKEFELLER ACCESS FUND 2015, LLCOther Private Fund · Last reported Mar 31, 2026$115MGross asset value

Form D fundraising filings

Rockefeller Access Fund 2015, LLC

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP STAMFORD, Connecticut, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Fund details & source

Fund ID: 805-2850903420
Reported beneficial owners: 105
Minimum commitment: $500K
Form D file number: 021-249083

Form ADV 2090366 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

45 ROCKEFELLER PLAZA, FLOOR 5
NEW YORK, NY, 10111, United States

CRD 294197

Filing source

Form ADV 2090366 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.